Securities Law

81-102 Investment Funds

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81-102 Investment Funds [NI - Rescinded]
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2022-01-07 2022-01-06
81-102 Investment Funds [NI - Rescinded]
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2019-01-03 2019-01-03
81-102 Investment Funds [NI - Rescinded]
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2018-06-12 2018-06-12
81-102 Investment Funds [NI - Rescinded]
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2018-05-31 2018-05-31
81-102 Investment Funds [NI - Rescinded]
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2017-09-01 2017-09-01
81-102 Investment Funds [NI - Rescinded]
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2017-03-08 2017-03-08
81-102 Investment Funds [NI - Rescinded]
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2016-08-12 2015-01-01
81-102 Investment Funds [NI - Lapsed] - For financial years beginning on or after January 1, 2014
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2014-09-22 2014-09-22
81-102 Mutual Funds [NI - Lapsed] - For financial years beginning before January 1, 2014
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2013-12-30 2014-01-01
81-102 Mutual Funds [NI - Rescinded] - For financial years beginning on or after January 1, 2014
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2013-12-30 2014-01-01
81-102 Mutual Funds [NI Amendment Advance Notice - Lapsed]
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2013-10-03 2014-01-01
81-102 Mutual Funds [NI Amendment Advance Notice - Lapsed]
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2013-06-13 2013-09-01
81-102 Mutual Funds [NI - Rescinded]
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2013-08-30 2013-09-01
81-102 Mutual Funds [NI - Rescinded]
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2013-05-31 2013-05-31
81-102 Mutual Funds and Companion Policy [NI Amendment Advance Notice - Lapsed]
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2013-03-14 2013-05-31
81-102 Mutual Funds [NI - Rescinded]
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2012-04-30 2012-04-30
81-102 Mutual Funds [NI Amendment Advance Notice - Lapsed]
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2012-02-09 2012-04-30
81-102 Mutual Funds [NI - Rescinded]
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2010-12-31 2011-01-01
81-102 Mutual Funds [NI Amendment Advance Notice - Lapsed]
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2010-10-06 2011-01-01
81-102 Mutual Funds [NI - Rescinded]
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2009-09-25 2009-09-28
81-102 Mutual Funds [NI - Rescinded]
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2008-09-05 2008-09-08
81-102 Mutual Funds [NI Amendment Advance Notice - Lapsed]
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2008-06-20 2008-09-08
81-102 Mutual Funds [NI Amendment - Lapsed]
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2006-10-20 2006-11-01
81-102 Mutual Funds [NI - Rescinded]
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2006-11-03 2006-11-01
81-102 Mutual Funds [NI - Rescinded]
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2005-05-25 2005-06-01
81-102 Mutual Funds [NI Amendment - Lapsed] 2003-10-10 2003-12-31
81-102 Mutual Funds [NI Amendment - Lapsed] 2003-12-12 2003-12-31
81-102 Mutual Funds [NI Amendment - Lapsed] 2001-04-27 2001-05-02
81-102 Mutual Funds [NI - Rescinded] 2001-09-20 2000-02-01
81-102 Mutual Funds [NI - Rescinded] 2000-01-28 2000-02-01
81-102 Mutual Funds [NI - Rescinded] 2004-02-11 2000-02-01
81-102CP Investment Funds [CP - Rescinded]
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2022-01-07 2022-01-06
81-102CP Investment Funds [CP - Rescinded]
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2019-01-03 2019-01-03
81-102CP Investment Funds [CP - Rescinded]
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2018-06-12 2018-06-12
81-102CP Investment Funds [CP - Rescinded]
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2014-09-22 2014-09-22
81-102CP Mutual Funds [CP Amendment Advance Notice - Lapsed]
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2013-03-14 2013-05-31
81-102CP Mutual Funds [CP - Rescinded]
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2013-05-31 2013-05-31
81-102CP Mutual Funds [CP - Rescinded]
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2012-04-30 2012-04-30
81-102CP Mutual Funds [CP Amendment Advance Notice - Lapsed]
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2012-02-09 2012-04-30
81-102CP Mutual Funds [CP Amendment Advance Notice - Lapsed]
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2010-10-06 2011-01-01
81-102CP Mutual Funds [CP - Rescinded]
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2010-12-31 2011-01-01
81-102CP Mutual Funds [CP - Rescinded]
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2009-09-25 2009-09-28
81-102CP Mutual Funds [CP - Rescinded]
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2008-09-05 2008-09-08
81-102CP Mutual Funds [CP Amendment Advance Notice - Lapsed]
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2008-06-20 2008-09-08
81-102CP Mutual Funds [CP Amendment - Lapsed]
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2006-10-20 2006-11-01
81-102CP Mutual Funds [CP - Rescinded]
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2006-11-03 2006-11-01
81-102CP Mutual Funds [CP - Rescinded]
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2005-05-25 2005-06-01
81-102CP Amendment to Companion Policy 81-102CP Mutual Funds [Amendment - Lapsed] 2003-12-12 2003-12-31
81-102CP Mutual Funds [CP Amendment - Lapsed] 2003-10-10 2003-12-31
81-102CP Mutual Funds [CP Amendment - Lapsed] 2001-04-27 2001-05-02
81-102CP Mutual Funds [CP - Rescinded] 2000-01-28 2000-02-01
81-102CP Mutual Funds [CP - Rescinded] 2004-02-11 2000-02-01
81-102CP Mutual Funds [CP - Rescinded] 2001-09-20 2000-02-01
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Advance Notices

Document Published Effective
81-102 Investment Funds [NI Amendment Advance Notice - Lapsed]
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2023-06-15 2023-09-13
81-102 Investment Funds - Schedule 1-C [NI Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-06
81-102 Investment Funds - Schedule 2-E [NI Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-06
81-102 Investment Funds - Schedule 7-A [NI Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-05
81-102 Investment Funds - Schedule 6-A [NI Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-05
81-102 Investment Funds - Schedule 5-A [NI Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-05
81-102 Investment Funds [NI Commentary Amendment Advance Notice - Lapsed]
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2018-10-04 2019-01-03
81-102 Investment Funds [NI Blackline Amendment Advance Notice - Lapsed]
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2018-10-04 2019-01-03
81-102 Investment Funds [NI Amendment Advance Notice - Lapsed]
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2018-10-04 2019-01-03
81-102 Investment Funds [NI Amendment Advance Notice - Lapsed]
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2018-03-29 2018-06-12
81-102 Investment Funds [NI Blackline Amendment Advance Notice - Lapsed]
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2018-03-29 2018-05-31
81-102 Investment Funds [NI Amendment Advance Notice - Lapsed]
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2018-03-29 2018-05-31
81-102 Investment Funds [NI and F Amendment Advance Notice - Lapsed]
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2016-12-08 2017-09-01
81-102 Mutual Funds [NI Amendment Advance Notice - Lapsed]
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2014-06-19 2014-09-22
81-102CP Changes to Companion Policy 81-102CP to National Instrument 81-102 Investment Funds [CP Amendment Advance Notice - Lapsed]
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2023-03-23 2023-06-09
81-102CP Investment Funds - Schedule 1-D [CP Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-06
81-102CP Investment Funds - Schedule 7-B [CP Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-05
81-102CP Investment Funds - Schedule 6-B [CP Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-05
81-102CP Investment Funds - Schedule 5-B [CP Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-05
81-102CP Investment Funds [CP Amendment Advance Notice - Lapsed]
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2018-10-04 2019-01-03
81-102CP Investment Funds [CP Amendment Advance Notice - Lapsed]
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2018-03-29 2018-06-12
81-102CP Mutual Funds [CP Blackline Amendment Advance Notice - Lapsed]
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2014-06-19 2014-09-22
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Proposed Amendments

Document Published Effective
81-102 Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 [CSA Notice and Request for Comment - Lapsed]
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2019-09-12 ---
81-102CP Investment Funds [CP Amendment Proposed - Lapsed]
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2019-09-12 ---
81-102 Investment Funds [NI Amendment Proposed - Lapsed]
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2019-09-12 ---
81-102CP Investment Funds [CP Amendment Proposed - Lapsed]
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2019-05-02 ---
81-102 Investment Funds [NI Amendment Proposed - Lapsed]
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2017-10-04 ---
81-102 Investment Funds [NI Blackline Amendment Proposed - Lapsed]
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2017-10-04 ---
81-102CP Investment Funds [CP Amendment Proposed - Lapsed]
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2017-07-06 ---
81-102 Investment Funds [NI Amendment Proposed - Lapsed]
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2017-07-06 ---
81-102 Investment Funds [NI Blackline Amendment Proposed - Lapsed]
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2016-09-22 ---
81-102CP Investment Funds [CP Amendment Proposed - Lapsed]
PDF
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2016-09-22 ---
81-102 Investment Funds [NI Amendment Proposed - Lapsed]
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2016-09-22 ---
81-102 Investment Funds [NI Amendment Proposed - Lapsed]
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2015-12-10 ---
81-102 Mutual Funds [NI Amendment Proposed - Lapsed]
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2013-03-27 ---
81-102CP Mutual Funds [CP Blackline Amendment Proposed - Lapsed]
PDF
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2013-03-27 ---
81-102 Mutual Funds [NI Amendment Proposed - Lapsed]
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2013-03-27 ---
81-102 Mutual Funds [NI Blackline Amendment Proposed - Lapsed]
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2013-03-27 ---
81-102CP Amendment to Companion Policy 81-102CP Mutual Funds [Proposed Amendments - Lapsed] 2002-09-20 ---
81-102CP Amendment To Companion Policy 81-102CP Mutual Funds [Proposed Amendments - Lapsed] 2002-07-19 ---
81-102CP Mutual Funds [Proposed Amendments - Lapsed] 2000-06-16 ---
81-102CP Amendment to Companion Policy 81-102CP Mutual Funds [Proposed Amendments - Lapsed] 2000-01-28 ---
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Proposed Instruments or Policies

Document Published Effective
81-102 Mutual Funds [NI Amendment Proposed - Lapsed] 2002-09-20 ---
81-102 Mutual Funds [NI Amendment Proposed - Lapsed]
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2010-06-25 ---
81-102 Mutual Funds [NI Amendment Proposed Lapsed]
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2007-06-01 ---
81-102 Mutual Funds [NI Amendment Proposed - Lapsed]
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2011-08-12 ---
81-102 Mutual Funds [NI Amendment Proposed - Lapsed]
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2009-06-19 ---
81-102 Mutual Funds [NI Amendment Proposed - Lapsed] 2000-06-16 ---
81-102 Mutual Funds [NI Amendment Proposed - Lapsed]
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2012-06-21 ---
81-102 Mutual Funds [NI Amendment Proposed - Lapsed]
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2009-10-16 ---
81-102 Mutual Funds [NI Amendment Proposed - Lapsed] 2002-07-19 ---
81-102 Mutual Funds [NI Amendment Proposed - Lapsed]
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2012-07-26 ---
81-102 Mutual Funds [NI Amendment Proposed - Lapsed] 2000-01-28 ---
81-102CP Mutual Funds [CP Amendment Proposed - Lapsed]
PDF
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2009-06-19 ---
81-102CP Mutual Funds [CP Amendment Proposed - Lapsed]
PDF
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2010-06-25 ---
81-102CP Mutual Funds [CP Amendment Proposed - Lapsed]
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2012-07-26 ---
81-102CP Mutual Funds [CP Amendment Proposed Lapsed]
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2007-06-01 ---
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CSA Related Documents

Document Published Effective
11-324 Extension of Comment Period - Proposed Amendments to National Instrument 81-102 Mutual Funds, Companion Policy 81-102CP Mutual Funds and Related Consequential Amendments and Other Matters Concerning National Instrument 81-104 Commodity Pools and Securities Lending, Repurchases and Reverse Repurchases by Investment Funds [CSA Staff Notice - Lapsed]
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2013-06-25 2013-06-25
81-101 Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 [CSA Notice of Amendments - Lapsed]
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2021-10-07 ---