Securities Law

41-101 General Prospectus Requirements

Document Published Effective
41-101 General Prospectus Requirements [NI - Rescinded] 2018-12-10 2018-12-10
41-101 General Prospectus Requirements [NI - Rescinded] 2018-06-12 2018-06-12
41-101 General Prospectus Requirements [NI - Rescinded] 2017-09-01 2017-09-01
41-101 General Prospectus Requirements [NI - Rescinded] 2017-03-08 2017-03-08
41-101 General Prospectus Requirements [NI - Rescinded] 2015-12-08 2015-12-08
41-101 General Prospectus Requirements [NI - Rescinded] 2015-11-17 2015-11-17
41-101 General Prospectus Requirements [NI - Rescinded] 2015-06-30 2015-06-30
41-101 General Prospectus Requirements [NI - Rescinded] 2015-05-05 2015-05-05
41-101 General Prospectus Requirements [NI - Rescinded] 2014-09-22 2014-09-22
41-101 General Prospectus Requirements [NI and F Amendment Advance Notice - Lapsed] 2013-05-30 2013-08-13
41-101 General Prospectus Requirements [NI - Rescinded] 2013-08-13 2013-08-13
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed] 2013-03-14 2013-05-31
41-101 General Prospectus Requirements [NI - Rescinded] 2013-05-31 2013-05-31
41-101 General Prospectus Requirements [NI - Rescinded] 2013-05-31 2013-05-31
41-101 General Prospectus Requirements [NI - Rescinded] 2013-05-14 2013-05-14
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed] 2012-02-09 2012-04-30
41-101 General Prospectus Requirements [NI - Rescinded] - For financial years beginning before January 1, 2011 2012-04-30 2012-04-30
41-101 General Prospectus Requirements [NI - Rescinded] - For financial years beginning on or after January 1, 2011 2012-04-30 2012-04-30
41-101 General Prospectus Requirements [NI - Rescinded] - For financial years beginning on or after January 1, 2011 2010-12-30 2011-01-01
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed] 2010-10-01 2011-01-01
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed] 2010-04-09 2010-06-30
41-101 General Prospectus Requirements [NI - Rescinded] - For financial years beginning before January 1, 2011 2008-03-13 2008-03-17
41-101 Prospectus Disclosure Requirements [NI - Rescinded] 2000-12-22 2000-12-31
41-101 General Prospectus Requirements [NI - Rescinded] 2010-03-24 ---
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed] 2007-12-21 ---
41-101 General Prospectus Requirements [NI Blackline Amendment Advance Notice - Lapsed] 2013-02-28 ---
41-101CP General Prospectus Requirements [CP - Rescinded] 2015-12-08 2015-12-08
41-101CP General Prospectus Requirements [CP - Rescinded] 2015-06-30 2015-06-30
41-101CP General Prospectus Requirements [CP - Rescinded] 2013-08-13 2013-08-13
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed] 2013-05-30 2013-08-13
41-101CP General Prospectus Requirements [CP - Rescinded] 2013-05-31 2013-05-31
41-101CP General Prospectus Requirements [CP Amendment Advance Notice- Lapsed] 2013-01-10 2013-05-31
41-101CP General Prospectus Requirements [CP - Rescinded] 2013-05-14 2013-05-14
41-101CP General Prospectus Requirements [CP - Rescinded] - For financial years beginning on or after January 1, 2011 2010-12-30 2011-01-01
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed] 2010-10-01 2011-01-01
41-101CP General Prospectus Requirements [CP- Rescinded] - For financial years beginning before January 1, 2011 2008-03-13 2008-03-17
41-101CP General Prospectus Requirements [CP Advance Notice - Lapsed] 2007-12-21 2008-03-17
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed] 2013-02-28 ---
41-101CP 41-101CP General Prospectus Requirements [CP Blackline Amendment Advance Notice - Lapsed] 2013-02-28 ---

Advance Notices

Document Published Effective
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed] 2018-10-04 2019-01-03
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed] 2018-03-29 2018-06-12
41-101 General Prospectus Requirements [NI and F Amendment Advance Notice - Lapsed] 2016-12-08 2017-03-08
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed] 2015-09-24 2015-12-08
41-101 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. [CSA Notice - Lapsed] 2015-09-03 2015-11-17
41-101 General Prospectus Requirements [NI and F Amendment Advance Notice- Lapsed] 2015-09-03 2015-11-17
41-101 General Prospectus Requirements [NI and F Amendment Advance Notice - Lapsed] 2015-04-09 2015-06-30
41-101 General Prospectus Requirements [NI and F Amendment Advance Notice - Lapsed] 2014-06-19 2014-09-22
41-101 General Prospectus Requirements [NI and F Amendment Advance Notice - Scholarship Plan Amendments - Lapsed] 2013-01-10 2013-05-31
41-101 General Prospectus Requirements [NI Amendment Advance Notice - One-Year Amendments - Lapsed] 2013-02-28 ---
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed] 2016-12-08 2017-03-08
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed] 2015-09-24 2015-12-08
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed] 2015-04-09 2015-06-30
41-101F1 General Prospectus Requirements [F Amendment Advance Notice - Lapsed] 2014-07-17 2014-09-30

Forms

Document Published Effective
41-101F1 Information Required in a Prospectus [F - Rescinded] 2015-06-30 2015-06-30
41-101F1 Information Required in a Prospectus [F - Rescinded] 2014-09-30 2014-09-30
41-101F1 Information Required in a Prospectus [F - Rescinded] 2013-08-13 2013-08-13
41-101F1 Information Required in a Prospectus [F - Rescinded] 2013-05-14 2013-05-14
41-101F1 Information Required in a Prospectus [F - Rescinded] - For financial years beginning on or after January 1, 2011 2012-04-11 2012-04-20
41-101F1 Information Required in a Prospectus [F- Rescinded] - For financial years beginning before January 1, 2011 2012-04-11 2012-04-20
41-101F1 Information Required in a Prospectus [F - Rescinded] - For financial years beginning on or after January 1, 2011 2010-12-30 2011-01-01
41-101F1 General Prospectus Requirements [F Amendment Advance Notice - Lapsed] 2010-10-01 2011-01-01
41-101F1 Information Required in a Prospectus [F Amendment Advance Notice - Lapsed] 2010-10-15 2010-12-30
41-101F1 Information Required in a Prospectus [F - Rescinded] - For financial years beginning on or after January 1, 2011 2010-12-24 2010-12-30
41-101F1 Information Required in a Prospectus [F Advance Notice - Lapsed] 2007-12-21 2008-03-17
41-101F1 Information Required in a Prospectus [F - Rescinded] - For financial years beginning before January 1, 2011 2008-03-13 2008-03-17
41-101F1 General Prospectus Requirements [F Blackline Amendment Advance Notice - Lapsed] 2010-10-15 ---
41-101F1 General Prospectus Requirements [F Amendment Advance Notice - Lapsed] 2012-01-27 ---
41-101F1 Information Required in a Prospectus [F Blackline Amendment Advance Notice - Lapsed] 2013-02-28 ---
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded] 2017-09-01 2017-09-01
41-101F2 Information Required in an Investment Fund Prospectus [F- Rescinded] 2014-09-22 2014-09-22
41-101F2 General Prospectus Requirements [F Amendment Advance Notice - Lapsed] 2013-10-03 2014-01-01
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded] 2013-12-30 2014-01-01
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded] 2013-05-31 2013-05-31
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded] 2013-05-14 2013-05-14
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Advance Notice - Lapsed] 2012-02-09 2012-04-30
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded] 2012-04-30 2012-04-30
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded] 2012-04-11 2012-04-20
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Advance Notice - Lapsed] 2010-04-09 2010-06-30
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment - Lapsed] 2010-06-28 2010-06-30
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded] 2010-07-02 2010-06-30
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded] 2008-09-05 2008-09-08
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Advance Notice - Lapsed] 2008-06-20 2008-09-08
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded] 2008-03-13 2008-03-17
41-101F2 Information Required in an Investment Fund Prospectus [F Advance Notice - Lapsed] 2007-12-21 2008-03-17
41-101F2 Information Required in an Investment Fund Prospectus [F Blackline Amendment Advance Notice - Lapsed] 2013-02-28 ---
41-101F2 Information Required in an Investment Fund Prospectus [F- Rescinded] 2010-03-24 ---
41-101F2 General Prospectus Requirements [F Amendment Advance Notice - Lapsed] 2012-01-27 ---
41-101F3 Information Required in a Scholarship Plan Prospectus [F Advance Notice - Lapsed] 2013-01-10 2013-05-31
41-101F3 Information Required in a Scholarship Plan Prospectus [F - Rescinded] 2013-05-31 2013-05-31
41-101F4 Information Required in an ETF Facts Document [F - Rescinded] 2017-09-01 2017-09-01

Proposed Amendments

Document Published Effective
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed] 2008-12-19 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed] 2011-11-25 ---
41-101 General Prospectus Requirements [NI and F Amendment Proposed - Lapsed] 2014-05-22 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed] 2013-10-17 ---
41-101 General Prospectus Requirements [NI and F Amendment Proposed - Lapsed] 2015-12-10 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed] 2017-07-06 ---
41-101 General Prospectus Requirements [NI and F Amendment Proposed - Lapsed] 2016-09-22 ---
41-101 CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. [CSA Notice - Lapsed] 2014-12-11 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed] 2015-06-18 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed] 2014-11-27 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed] 2013-03-27 ---
41-101 General Prospectus Requirements [NI and F Amendment Proposed - Lapsed] 2014-12-11 ---
41-101CP General Prospectus Requirements [CP Blackline Amendment Proposed - Lapsed] 2014-05-22 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed] 2014-11-27 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed] 2014-05-22 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed] 2015-06-18 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed] 2015-12-10 ---
41-101F1 Information Required in a Prospectus [F Blackline Amendment Proposed - Lapsed] 2014-05-22 ---

Proposed Instruments or Policies

Document Published Effective
41-101 General Prospectus Requirements [NI Proposed - Lapsed] 2006-12-22 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed] 2011-11-25 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed] 2012-09-13 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed] 2012-07-26 ---
41-101 General Prospectus Requirements and Companion Policy [NI Blackline Amendment Proposed - Lapsed] 2009-09-25 ---
41-101 General Prospectus Requirements [NI Blackline Amendment Proposed - Lapsed] 2011-07-15 ---
41-101 General Prospectus Requirements [NI and F Amendment Proposed - Lapsed] 2013-03-14 ---
41-101 General Prospectus Requirements Form 41-101F2 Information Required in an Investment Fund Prospectus [NI Amendment Proposed Lapsed] 2007-06-01 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed] 2011-07-15 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed] 2011-04-01 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed] 2011-07-29 ---
41-101 Prospectus Disclosure Requirements [NI Proposed - Lapsed] 1997-05-16 ---
41-101 General Prospectus Requirements and Companion Policy [NI Amendment Proposed - Lapsed] 2009-09-25 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed] 2010-06-25 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed] 2012-09-13 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed] 2011-11-25 ---
41-101CP General Prospectus Requirements [CP Proposed - Lapsed] 2006-12-22 ---
41-101CP General Prospectus Requirements [CP Blackline Amendment Proposed - Lapsed] 2011-07-29 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed] 2011-07-15 ---
41-101CP General Prospectus Requirements [CP Blackline Amendment Proposed - Lapsed] 2011-07-15 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed] 2011-11-25 ---
41-101F1 Information Required in a Prospectus [F Amendment Proposed - Lapsed] 2009-12-18 ---
41-101F1 Information Required in a Prospectus [F Proposed - Lapsed] 2006-12-22 ---
41-101F1 Information Required in a Prospectus [F Blackline Amendment Proposed - Lapsed] 2011-07-15 ---
41-101F1 Information Required in a Prospectus [F Amendment Proposed - Lapsed] 2011-03-18 ---
41-101F1 Information Required in a Prospectus [F Amendment Proposed - Lapsed] 2010-07-16 ---
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Proposed - Lapsed] 2010-07-16 ---
41-101F2 Information Required in an Investment Fund Prospectus [F Proposed - Lapsed] 2006-12-22 ---
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Proposed - Lapsed] 2009-10-16 ---
41-101F2 Information Requiried in an Investment Fund Prospectus [F Amendment Proposed - Lapsed] 2009-10-09 ---
41-101F2 General Prospectus Requirements [F Amendment Proposed - Lapsed] 2011-03-18 ---
41-101F2 Information Required in an Investment Fund Prospectus [F Blackline Amendment Proposed - Lapsed] 2011-07-14 ---
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Proposed - Lapsed] 2011-11-25 ---
41-101F2 Information Required In An Investment Fund Prospectus [F Amendment Proposed - Lapsed] 2010-06-25 ---
41-101F3 Information Required in a Scholarship Plan Prospectus [F Proposed - Lapsed] 2011-11-25 ---
41-101F3 Information Required in a Scholarship Plan Prospectus [F Proposed - Lapsed] 2010-03-24 ---