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41-101 General Prospectus Requirements

Document Published Effective
41-101 General Prospectus Requirements [NI - Rescinded]
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2023-07-25 2023-06-09
41-101 General Prospectus Requirements [NI - Rescinded]
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2022-01-07 2022-01-06
41-101 General Prospectus Requirements [NI - Rescinded]
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2021-12-31 2021-12-31
41-101 General Prospectus Requirements [NI - Rescinded]
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2019-01-03 2019-01-03
41-101 General Prospectus Requirements [NI - Rescinded]
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2018-12-10 2018-12-10
41-101 General Prospectus Requirements [NI - Rescinded]
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2018-06-12 2018-06-12
41-101 General Prospectus Requirements [NI - Rescinded]
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2017-09-01 2017-09-01
41-101 General Prospectus Requirements [NI - Rescinded]
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2017-03-08 2017-03-08
41-101 General Prospectus Requirements [NI - Rescinded]
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2015-12-08 2015-12-08
41-101 General Prospectus Requirements [NI - Rescinded]
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2015-11-17 2015-11-17
41-101 General Prospectus Requirements [NI - Rescinded]
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2015-06-30 2015-06-30
41-101 General Prospectus Requirements [NI - Rescinded]
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2015-05-05 2015-05-05
41-101 General Prospectus Requirements [NI - Rescinded]
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2014-09-22 2014-09-22
41-101 General Prospectus Requirements [NI and F Amendment Advance Notice - Lapsed]
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2013-05-30 2013-08-13
41-101 General Prospectus Requirements [NI - Rescinded]
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2013-08-13 2013-08-13
41-101 General Prospectus Requirements [NI - Rescinded]
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2013-05-31 2013-05-31
41-101 General Prospectus Requirements [NI - Rescinded]
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2013-05-31 2013-05-31
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed]
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2013-03-14 2013-05-31
41-101 General Prospectus Requirements [NI - Rescinded]
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2013-05-14 2013-05-14
41-101 General Prospectus Requirements [NI - Rescinded] - For financial years beginning before January 1, 2011
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2012-04-30 2012-04-30
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed]
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2012-02-09 2012-04-30
41-101 General Prospectus Requirements [NI - Rescinded] - For financial years beginning on or after January 1, 2011
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2012-04-30 2012-04-30
41-101 General Prospectus Requirements [NI - Rescinded] - For financial years beginning on or after January 1, 2011
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2010-12-30 2011-01-01
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed]
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2010-10-01 2011-01-01
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed]
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2010-04-09 2010-06-30
41-101 General Prospectus Requirements [NI - Rescinded] - For financial years beginning before January 1, 2011
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2008-03-13 2008-03-17
41-101 Prospectus Disclosure Requirements [NI - Rescinded] 2000-12-22 2000-12-31
41-101 General Prospectus Requirements [NI - Rescinded]
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2010-03-24 ---
41-101 General Prospectus Requirements [NI Blackline Amendment Advance Notice - Lapsed]
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2013-02-28 ---
41-101CP General Prospectus Requirements [CP - Rescinded]
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2023-07-25 2023-06-09
41-101CP General Prospectus Requirements [CP - Rescinded]
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2022-04-14 2022-04-14
41-101CP General Prospectus Requirements [CP - Rescinded]
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2022-01-07 2022-01-06
41-101CP General Prospectus Requirements [CP - Rescinded]
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2021-02-10 2021-02-10
41-101CP General Prospectus Requirements [CP - Rescinded]
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2017-03-08 2017-03-08
41-101CP General Prospectus Requirements [CP - Rescinded]
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2015-12-08 2015-12-08
41-101CP General Prospectus Requirements [CP - Rescinded]
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2015-06-30 2015-06-30
41-101CP General Prospectus Requirements [CP - Rescinded]
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2013-08-13 2013-08-13
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed]
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2013-05-30 2013-08-13
41-101CP General Prospectus Requirements [CP - Rescinded]
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2013-05-31 2013-05-31
41-101CP General Prospectus Requirements [CP Amendment Advance Notice- Lapsed]
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2013-01-10 2013-05-31
41-101CP General Prospectus Requirements [CP - Rescinded]
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2013-05-14 2013-05-14
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed]
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2010-10-01 2011-01-01
41-101CP General Prospectus Requirements [CP - Rescinded] - For financial years beginning on or after January 1, 2011
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2010-12-30 2011-01-01
41-101CP General Prospectus Requirements [CP- Rescinded] - For financial years beginning before January 1, 2011
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2008-03-13 2008-03-17
41-101CP General Prospectus Requirements [CP Advance Notice - Lapsed]
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2007-12-21 2008-03-17
41-101CP 41-101CP General Prospectus Requirements [CP Blackline Amendment Advance Notice - Lapsed]
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2013-02-28 ---
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed]
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2013-02-28 ---
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Advance Notices

Document Published Effective
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed]
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2024-01-11 2024-04-16
41-101 Amendments to National Instrument 41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed]
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2023-03-23 2023-06-09
41-101 General Prospectus Requirements - Schedule 2-A [NI Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-06
41-101 General Prospectus Requirements - Schedule 8-A [NI Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-05
41-101 General Prospectus Requirements - Schedule 4-A [NI Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-05
41-101 General Prospectus Requirements - Schedule 9 [NI Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-05
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Annex D - Lapsed]
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2020-09-17 2020-12-31
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed]
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2018-10-04 2019-01-03
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed]
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2018-03-29 2018-06-12
41-101 General Prospectus Requirements [NI and F Amendment Advance Notice - Lapsed]
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2016-12-08 2017-03-08
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed]
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2015-09-24 2015-12-08
41-101 General Prospectus Requirements [NI and F Amendment Advance Notice- Lapsed]
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2015-09-03 2015-11-17
41-101 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. [CSA Notice - Lapsed]
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2015-09-03 2015-11-17
41-101 General Prospectus Requirements [NI and F Amendment Advance Notice - Lapsed]
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2015-04-09 2015-06-30
41-101 General Prospectus Requirements [NI and F Amendment Advance Notice - Lapsed]
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2014-06-19 2014-09-22
41-101 General Prospectus Requirements [NI and F Amendment Advance Notice - Scholarship Plan Amendments - Lapsed]
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2013-01-10 2013-05-31
41-101 Publication of Amendments and Changes to Implement an Access Model for Prospectuses of Non-Investment Fund Reporting Issuers [CSA Notice Advance Notice - Lapsed]
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2024-01-11 ---
41-101 General Prospectus Requirements [NI Amendment Advance Notice - Lapsed]
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2007-12-21 ---
41-101 General Prospectus Requirements [NI Amendment Advance Notice - One-Year Amendments - Lapsed]
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2013-02-28 ---
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed]
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2024-01-11 2024-04-16
41-101CP Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements [CP Amendment Advance Notice - Lapsed]
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2023-03-23 2023-06-09
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed]
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2022-04-14 2022-04-14
41-101CP General Prospectus Requirements - Schedule 1-J [CP Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-06
41-101CP General Prospectus Requirements - Schedule 2-B [CP Amendment Advance Notice - Lapsed]
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2021-10-07 2022-01-06
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed]
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2020-08-20 2020-11-18
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed]
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2016-12-08 2017-03-08
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed]
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2015-09-24 2015-12-08
41-101CP General Prospectus Requirements [CP Amendment Advance Notice - Lapsed]
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2015-04-09 2015-06-30
41-101CP CSA Notice of Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements Related to Financial Statement Requirements [CSA Notice - Lapsed]
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2022-04-14 ---
41-101F1 General Prospectus Requirements [F Amendment Advance Notice - Lapsed]
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2014-07-17 2014-09-30
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Forms

Document Published Effective
41-101F1 Information Required in a Prospectus [F - Rescinded]
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2023-07-25 2023-06-09
41-101F1 Information Required in a Prospectus [F - Rescinded]
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Word
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2015-11-17 2015-11-17
41-101F1 Information Required in a Prospectus [F - Rescinded]
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Word
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2015-06-30 2015-06-30
41-101F1 Information Required in a Prospectus [F - Rescinded]
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Word
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2014-09-30 2014-09-30
41-101F1 Information Required in a Prospectus [F - Rescinded]
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Word
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2013-08-13 2013-08-13
41-101F1 Information Required in a Prospectus [F - Rescinded]
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Word
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2013-05-14 2013-05-14
41-101F1 Information Required in a Prospectus [F- Rescinded] - For financial years beginning before January 1, 2011
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Word
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2012-04-11 2012-04-20
41-101F1 Information Required in a Prospectus [F - Rescinded] - For financial years beginning on or after January 1, 2011
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Word
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2012-04-11 2012-04-20
41-101F1 Information Required in a Prospectus [F - Rescinded] - For financial years beginning on or after January 1, 2011
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Word
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2010-12-30 2011-01-01
41-101F1 General Prospectus Requirements [F Amendment Advance Notice - Lapsed]
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2010-10-01 2011-01-01
41-101F1 Information Required in a Prospectus [F - Rescinded] - For financial years beginning on or after January 1, 2011
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2010-12-24 2010-12-30
41-101F1 Information Required in a Prospectus [F Amendment Advance Notice - Lapsed]
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2010-10-15 2010-12-30
41-101F1 Information Required in a Prospectus [F - Rescinded] - For financial years beginning before January 1, 2011
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Word
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2008-03-13 2008-03-17
41-101F1 Information Required in a Prospectus [F Advance Notice - Lapsed]
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2007-12-21 2008-03-17
41-101F1 General Prospectus Requirements [F Blackline Amendment Advance Notice - Lapsed]
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2010-10-15 ---
41-101F1 Information Required in a Prospectus [F Blackline Amendment Advance Notice - Lapsed]
PDF
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Word
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2013-02-28 ---
41-101F1 General Prospectus Requirements [F Amendment Advance Notice - Lapsed]
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2012-01-27 ---
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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2022-01-07 2022-01-06
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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Word
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2019-01-03 2019-01-03
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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Word
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2017-09-01 2017-09-01
41-101F2 Information Required in an Investment Fund Prospectus [F- Rescinded]
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Word
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2014-09-22 2014-09-22
41-101F2 General Prospectus Requirements [F Amendment Advance Notice - Lapsed]
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2013-10-03 2014-01-01
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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Word
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2013-12-30 2014-01-01
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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Word
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2013-05-31 2013-05-31
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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Word
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2013-05-14 2013-05-14
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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Word
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2012-04-30 2012-04-30
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Advance Notice - Lapsed]
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2012-02-09 2012-04-30
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
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Word
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2012-04-11 2012-04-20
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Advance Notice - Lapsed]
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2010-04-09 2010-06-30
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
PDF
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2010-07-02 2010-06-30
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment - Lapsed]
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2010-06-28 2010-06-30
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
PDF
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2008-09-05 2008-09-08
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Advance Notice - Lapsed]
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2008-06-20 2008-09-08
41-101F2 Information Required in an Investment Fund Prospectus [F - Rescinded]
Word
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2008-03-13 2008-03-17
41-101F2 Information Required in an Investment Fund Prospectus [F Advance Notice - Lapsed]
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2007-12-21 2008-03-17
41-101F2 Information Required in an Investment Fund Prospectus [F- Rescinded]
PDF
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2010-03-24 ---
41-101F2 General Prospectus Requirements [F Amendment Advance Notice - Lapsed]
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2012-01-27 ---
41-101F2 Information Required in an Investment Fund Prospectus [F Blackline Amendment Advance Notice - Lapsed]
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Word
Download
2013-02-28 ---
41-101F3 Information Required in a Scholarship Plan Prospectus [F - Rescinded]
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2022-01-07 2022-01-06
41-101F3 Information Required in a Scholarship Plan Prospectus [F - Rescinded]
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Word
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2014-09-22 2014-09-22
41-101F3 Information Required in a Scholarship Plan Prospectus [F Advance Notice - Lapsed]
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2013-01-10 2013-05-31
41-101F3 Information Required in a Scholarship Plan Prospectus [F - Rescinded]
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Word
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2013-05-31 2013-05-31
41-101F4 Information Required in an ETF Facts Document [F - Rescinded]
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PDF
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2019-01-03 2019-01-03
41-101F4 Information Required in an ETF Facts Document [F - Rescinded]
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Word
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2017-09-01 2017-09-01
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Proposed Amendments

Document Published Effective
41-101 Proposed Amendments and Proposed Changes to Implement an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers [CSA Notice and Request for Comment - Rescinded]
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2022-04-07 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
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2022-04-07 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed]
PDF
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2022-04-07 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed]
PDF
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2021-08-12 ---
41-101 Proposed Changes to Companion Policy 41-101CP to National Instrument 41-101 General Prospectus Requirements Related to Financial Statement Requirements [CSA Notice and Request for Comment - Lapsed]
PDF
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2021-08-12 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed]
PDF
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2021-05-20 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
Download
2021-05-20 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed]
PDF
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2019-09-12 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
Download
2019-09-12 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed]
PDF
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2019-09-05 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed]
PDF
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2019-05-02 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
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2019-05-02 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
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2017-07-06 ---
41-101 General Prospectus Requirements [NI and F Amendment Proposed - Lapsed]
PDF
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2016-09-22 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed]
PDF
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2015-12-10 ---
41-101 General Prospectus Requirements [NI and F Amendment Proposed - Lapsed]
PDF
Download
2015-12-10 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed]
PDF
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2015-06-18 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
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2015-06-18 ---
41-101 General Prospectus Requirements [NI and F Amendment Proposed - Lapsed]
PDF
Download
2014-12-11 ---
41-101 CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. [CSA Notice - Lapsed]
PDF
Download
2014-12-11 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed]
PDF
Download
2014-11-27 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
Download
2014-11-27 ---
41-101F1 Information Required in a Prospectus [F Blackline Amendment Proposed - Lapsed]
PDF
Download
Word
Download
2014-05-22 ---
41-101 General Prospectus Requirements [NI and F Amendment Proposed - Lapsed]
PDF
Download
2014-05-22 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed]
PDF
Download
2014-05-22 ---
41-101CP General Prospectus Requirements [CP Blackline Amendment Proposed - Lapsed]
PDF
Download
2014-05-22 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
Download
2013-10-17 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
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2013-03-27 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
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2011-11-25 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
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2008-12-19 ---
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Proposed Instruments or Policies

Document Published Effective
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
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2011-07-29 ---
41-101 Prospectus Disclosure Requirements [NI Proposed - Lapsed] 1997-05-16 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
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2010-06-25 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
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2012-09-13 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
Download
2011-11-25 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
Download
2011-07-15 ---
41-101 General Prospectus Requirements and Companion Policy [NI Blackline Amendment Proposed - Lapsed]
PDF
Download
2009-09-25 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
Download
2012-07-26 ---
41-101 General Prospectus Requirements [NI Blackline Amendment Proposed - Lapsed]
PDF
Download
2011-07-15 ---
41-101 General Prospectus Requirements [NI and F Amendment Proposed - Lapsed]
PDF
Download
2013-03-14 ---
41-101 General Prospectus Requirements [NI Proposed - Lapsed]
PDF
Download
2006-12-22 ---
41-101 General Prospectus Requirements and Companion Policy [NI Amendment Proposed - Lapsed]
PDF
Download
2009-09-25 ---
41-101 General Prospectus Requirements [NI Amendment Proposed - Lapsed]
PDF
Download
2011-04-01 ---
41-101 General Prospectus Requirements Form 41-101F2 Information Required in an Investment Fund Prospectus [NI Amendment Proposed Lapsed]
PDF
Download
2007-06-01 ---
41-101CP General Prospectus Requirements [CP Blackline Amendment Proposed - Lapsed]
PDF
Download
2011-07-15 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed]
PDF
Download
2012-09-13 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed]
PDF
Download
2011-07-15 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed]
PDF
Download
2011-11-25 ---
41-101CP General Prospectus Requirements [CP Blackline Amendment Proposed - Lapsed]
PDF
Download
2011-07-29 ---
41-101CP General Prospectus Requirements [CP Proposed - Lapsed]
PDF
Download
2006-12-22 ---
41-101CP General Prospectus Requirements [CP Amendment Proposed - Lapsed]
PDF
Download
2011-11-25 ---
41-101F1 Information Required in a Prospectus [F Blackline Amendment Proposed - Lapsed]
PDF
Download
Word
Download
2011-07-15 ---
41-101F1 Information Required in a Prospectus [F Amendment Proposed - Lapsed]
PDF
Download
2010-07-16 ---
41-101F1 Information Required in a Prospectus [F Proposed - Lapsed]
PDF
Download
2006-12-22 ---
41-101F1 Information Required in a Prospectus [F Amendment Proposed - Lapsed]
PDF
Download
2011-03-18 ---
41-101F1 Information Required in a Prospectus [F Amendment Proposed - Lapsed]
PDF
Download
2009-12-18 ---
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Proposed - Lapsed]
PDF
Download
2011-11-25 ---
41-101F2 Information Requiried in an Investment Fund Prospectus [F Amendment Proposed - Lapsed]
PDF
Download
Word
Download
2009-10-09 ---
41-101F2 Information Required In An Investment Fund Prospectus [F Amendment Proposed - Lapsed]
PDF
Download
2010-06-25 ---
41-101F2 Information Required in an Investment Fund Prospectus [F Blackline Amendment Proposed - Lapsed]
PDF
Download
Word
Download
2011-07-14 ---
41-101F2 General Prospectus Requirements [F Amendment Proposed - Lapsed]
PDF
Download
2011-03-18 ---
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Proposed - Lapsed]
PDF
Download
2010-07-16 ---
41-101F2 Information Required in an Investment Fund Prospectus [F Proposed - Lapsed]
PDF
Download
2006-12-22 ---
41-101F2 Information Required in an Investment Fund Prospectus [F Amendment Proposed - Lapsed]
PDF
Download
2009-10-16 ---
41-101F3 Information Required in a Scholarship Plan Prospectus [F Proposed - Lapsed]
PDF
Download
2010-03-24 ---
41-101F3 Information Required in a Scholarship Plan Prospectus [F Proposed - Lapsed]
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2011-11-25 ---
Show all

CSA Related Documents

Document Published Effective
41-101 CSA Notice and Request for Comment - Proposed Amendments to Certain National and Multilateral Instruments and Policies Related to the Recognition of Aequitas Neo Exchange Inc. [CSA Notice - Lapsed]
PDF
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2014-12-11 ---
41-101 CSA Notice of Amendments Related to the Recognition of Aequitas NEO Exchange Inc. [CSA Notice - Lapsed]
PDF
Download
2015-09-03 2015-11-17
81-101 Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 [CSA Notice of Amendments - Lapsed]
PDF
Download
2021-10-07 ---