Securities Law

41-101F2 - Information Required in an Investment Fund Prospectus [F - Rescinded]

Published Date: 2010-07-02
Effective Date: 2010-06-30
Rescinded Date: 2012-04-20
Document(s):

Concurrently Published:

General Instructions

Item 1: Cover Page Disclosure
1.1 Preliminary Prospectus Disclosure
1.2 Required Statement
1.3 Basic Disclosure about the Distribution
1.4 Distribution
1.5 Offering Price in Currency Other than Canadian Dollar
1.6 Non-fixed Price Distributions
1.7 Pricing Disclosure
1.8 Reduced Price Distributions
1.9 Market for Securities
1.10 Risk Factors
1.11 Underwriter(s)
1.12 Commodity Pool
1.13 Restricted Securities
1.14 Non-Canadian Manager
1.15 Documents Incorporated by Reference

Item 2: Table of Contents
2.1 Table of Contents

Item 3: Summary of Prospectus
3.1 Prospectus Summary
3.2 Cautionary Language
3.3 General
3.4 Organization and Management of the Investment Fund
3.5 Underwriter(s)
3.6 Fees, Expenses and Returns

Item 4: Overview of the Structure of the Investment Fund
4.1 Legal Structure

Item 5: Investment Objectives
5.1 Investment Objectives

Item 6: Investment Strategies
6.1 Investment Strategies
6.2 Overview of the Investment Structure

Item 7: Overview of the Sector(s) that the Fund Invests in
7.1 Sector(s) that the Fund Invests in
7.2 Significant Holdings in Other Entities

Item 8: Investment Restrictions
8.1 Investment Restrictions

Item 9: Management Discussion of Fund Performance
9.1 Management Discussion of Fund Performance

Item 10: Fees and Expenses
10.1 Fees and Expenses

Item 11: Annual Returns and Management Expense Ratio
11.1 Annual Returns and Management Expense Ratio

Item 12: Risk Factors
12.1 Risk Factors

Item 13: Distribution Policy
13.1 Distribution Policy

Item 14: Purchases of Securities
14.1 Purchases of Securities

Item 15: Redemption of Securities
15.1 Redemption of Securities
15.2 Short-term Trading

Item 16: Consolidated Capitalization
16.1 Consolidated Capitalization

Item 17: Prior Sales
17.1 Prior Sales
17.2 Trading Price and Volume

Item 18: Income Tax Considerations
18.1 Status of the Investment Fund
18.2 Taxation of the Investment Fund
18.3 Taxation of Securityholders
18.4 Taxation of Registered Plans
18.5 Tax Implications of the Investment Fund’s Distribution Policy

Item 19: Organization and Management Details of the Investment Fund
19.1 Management of the Investment Fund
19.2 Portfolio Adviser
19.2.1 Brokerage Arrangements
19.3 Conflicts of Interest
19.4 Independent Review Committee
19.5 Trustee
19.6 Custodian
19.7 Auditor
19.8 Transfer Agent and Registrar
19.9 Promoters

Item 20: Calculation of Net Asset Value
20.1 Calculation of Net Asset Value
20.2 Valuation Policies and Procedures
20.3 Reporting of Net Asset Value

Item 21: Description of the Securities Distributed
21.1 Equity Securities
21.2 Debt Securities
21.3 Derivatives
21.4 Other Securities
21.5 Special Warrants
21.6 Restricted Securities
21.7 Modification of Terms
21.8 Ratings
21.9 Other Attributes

Item 22: Securityholder Matters
22.1 Meetings of Securityholders
22.2 Matters Requiring Securityholder Approval
22.3 Amendments to Declaration of Trust
22.4 Reporting to Securityholders

Item 23: Termination of the Fund
23.1 Termination of the Fund

Item 24: Use of Proceeds
24.1 Application
24.2 Proceeds
24.3 Other Sources of Funding
24.4 Financing by Special Warrants, etc.

Item 25: Plan of Distribution
25.1 Plan of Distribution
25.2 Name of Underwriters
25.3 Disclosure of Conditions to Underwriters’ Obligations
25.4 Best Efforts Offering
25.5 Minimum Distribution
25.6 Determination of Price
25.7 Stabilization
25.8 Reduced Price Distributions
25.9 Listing Application
25.10 Conditional Listing Approval
25.11 Constraints
25.12 Special Warrants Acquired by Underwriters or Agents

Item 26: Relationship Between Investment Fund or Selling Securityholder and Underwriter
26.1 Relationship Between Investment Fund or Selling Securityholder and Underwriter

Item 27: Options to Purchase Securities
27.1 Options to Purchase Securities

Item 28: Principal Holders of Securities of the Investment Fund and Selling Securityholders
28.1 Principal Holders of Securities of the Investment Fund and Selling Securityholders

Item 29: Interests of Management and Others in Material Transactions
29.1 Interests of Management and Others in Material Transactions
29.2 Underwriting Discounts

Item 30: Proxy Voting Disclosure
30.1 Proxy Voting Disclosure for Portfolio Securities Held

Item 31: Material Contracts
31.1 Material Contracts

Item 32: Legal and Administrative Proceedings
32.1 Legal and Administrative Proceedings
32.2 Particulars of the Proceedings
32.3 Penalties and Sanctions

Item 33: Experts
33.1 Names of Experts
33.2 Interests of Experts

Item 34: Exemptions and Approvals
34.1 Exemptions and Approvals

Item 35: Other Material Facts
35.1 Other Material Facts

Item 36: Purchasers’ Statutory Rights of Withdrawal and Rescission
36.1 General
36.2 Mutual Funds
36.3 Non-fixed Price Offerings

Item 37: Documents Incorporated by Reference
37.1 Mandatory Incorporation by Reference
37.2 Mandatory Incorporation by Reference of Future Documents

Item 38: Financial Disclosure
38.1 Financial Statements
38.2 Interim Financial Statements
38.3 Management Reports of Fund Performance

Item 39: Certificates
39.1 Certificate of the Investment Fund
39.2 Certificate of the Manager
39.3 Certificate of the Underwriter
39.4 Certificate of the Promoter
39.5 Amendments
39.6 Non-offering Prospectus