41-101F1 - Information Required in a Prospectus [F - Rescinded] - For financial years beginning before January 1, 2011
| Published Date: | 2008-03-13 |
|---|---|
| Effective Date: | 2008-03-17 |
| Rescinded Date: | 2012-04-20 |
| Document(s): |
Concurrently Published:
| This is an unofficial consolidation of Form 41-101F1 Information Required in a Prospectus that does not reflect amendments made effective January 1, 2011 in connection with Canada’s changeover to IFRS. This consolidation generally applies to a prospectus that includes financial statements for periods relating to financial years beginning before January 1, 2011. This document is for reference purposes only and is not an official statement of the law. |
Table of Contents
GENERAL INSTRUCTIONS
ITEM 1 Cover Page Disclosure
1.1 Required statement
1.2 Preliminary prospectus disclosure
1.3 Basic disclosure about the distribution
1.4 Distribution
1.5 Offering price in currency other than Canadian dollar
1.6 Non-fixed price distributions
1.7 Pricing disclosure
1.8 Reduced price distributions
1.9 Market for securities
1.10 Risk factors
1.11 Underwriter(s)
1.12 International issuers
1.13 Restricted securities
1.14 Earnings coverage
ITEM 2 Table of Contents
2.1 Table of contents
ITEM 3 Summary of Prospectus
3.1 General
3.2 Cautionary language
ITEM 4 Corporate Structure
4.1 Name, address and incorporation
4.2 Intercorporate relationships
ITEM 5 Describe the Business
5.1 Describe the business
5.2 Three-year history
5.3 Issuers with asset-backed securities outstanding
5.4 Issuers with mineral projects
5.5 Issuers with oil and gas operations
ITEM 6 Use of Proceeds
6.1 Proceeds
6.2 Junior issuers
6.3 Principal purposes - generally
6.4 Principal purposes - indebtedness
6.5 Principal purposes - asset acquisition
6.6 Principal purposes - insiders, etc.
6.7 Principal purposes - research and development
6.8 Business objectives and milestones
6.9 Unallocated funds in trust or escrow
6.10 Other sources of funding
6.11 Financing by special warrants, etc.
ITEM 7 Dividends or Distributions
7.1 Dividends or distributions
ITEM 8 Management's Discussion and Analysis
8.1 Interpretation
8.2 MD&A
8.3 SEC issuers
8.4 Disclosure of outstanding security data
8.5 More recent financial information
8.6 Additional disclosure for venture issuers or IPO venture issuers without significant revenue
8.7 Additional disclosure for junior issuers
8.8 Additional disclosure for issuers with significant equity investees
ITEM 9 Earnings Coverage Ratios
9.1 Earnings coverage ratios
ITEM 10 Description of the Securities Distributed
10.1 Equity securities
10.2 Debt securities
10.3 Asset-backed securities
10.4 Derivatives
10.5 Special warrants, etc.
10.6 Restricted securities
10.7 Other securities
10.8 Modification of terms
10.9 Ratings
10.10 Other attributes
ITEM 11 Consolidated Capitalization
11.1 Consolidated capitalization
ITEM 12 Options to Purchase Securities
12.1 Options to purchase securities
ITEM 13 Prior Sales
13.1 Prior sales
13.2 Trading price and volume
ITEM 14 Escrowed Securities and Securities Subject to Contractual Restriction on Transfer
14.1 Escrowed securities and securities subject to contractual restriction on transfer
ITEM 15 Principal Securityholders and Selling Securityholders
15.1 Principal securityholders and selling securityholders
ITEM 16 Directors and Executive Officers
16.1 Name, occupation and security holding
16.2 Cease trade orders, bankruptcies, penalties or sanctions
16.3 Conflicts of interest
16.4 Management of junior issuers
ITEM 17 Executive Compensation
17.1 Disclosure
ITEM 18 Indebtedness of Directors and Executive Officers
18.1 Aggregate indebtedness
18.2 Indebtedness of directors and executive officers under securities purchase and other programs
ITEM 19 Audit Committees and Corporate Governance
19.1 Audit committees
19.2 Corporate governance
ITEM 20 Plan of Distribution
20.1 Name of underwriters
20.2 Disclosure of conditions to underwriters' obligations
20.3 Best efforts offering
20.4 Minimum distribution
20.5 Determination of price
20.6 Stabilization
20.7 Approvals
20.8 Reduced price distributions
20.9 Listing application
20.10 Conditional listing approval
20.11 IPO venture issuers
20.12 Constraints
20.13 Special warrants acquired by underwriters or agents
ITEM 21 Risk Factors
21.1 Risk factors
ITEM 22 Promoters
22.1 Promoters
ITEM 23 Legal Proceedings and Regulatory Actions
23.1 Legal proceedings
23.2 Regulatory actions
ITEM 24 Interests of Management and Others in Material Transactions
24.1 Interests of management and others in material transactions
24.2 Underwriting discounts
ITEM 25 Relationship Between Issuer or Selling Securityholder and Underwriter
25.1 Relationship between issuer or selling securityholder and underwriter
ITEM 26 Auditors, Transfer Agents and Registrars
26.1 Auditors
26.2 Transfer agents, registrars, trustees or other agents
ITEM 27 Material Contracts
27.1 Material contracts
ITEM 28 Experts
28.1 Names of experts
28.2 Interest of experts
ITEM 29 Other Material Facts
29.1 Other material facts
ITEM 30 Rights of Withdrawal and Rescission
30.1 General
30.2 Non-fixed price offerings
ITEM 31 List of Exemptions from Instrument
31.1 List of exemptions from Instrument
ITEM 32 Financial Statement Disclosure for Issuers
32.1 Interpretation of "issuer"
32.2 Annual financial statements
32.3 Interim financial statements
32.4 Exceptions to financial statement requirements
32.5 Exceptions to audit requirement
32.6 Additional financial statements or financial information filed or released
ITEM 33 Credit Supporter Disclosure, Including Financial Statements
33.1 Credit supporter disclosure, including financial statements
ITEM 34 Exemptions for Certain Issues of Guaranteed Securities
34.1 Definitions and interpretation
34.2 Issuer is wholly-owned subsidiary of parent credit supporter
34.3 Issuer is wholly-owned subsidiary of, and one or more subsidiary credit supporters controlled by, parent credit supporter
34.4 One or more credit supporters controlled by issuer
ITEM 35 Significant Acquisitions
35.1 Application and definitions
35.2 Completed acquisitions for which issuer has filed business acquisition report
35.3 Completed acquisitions for which issuer has not filed business acquisition report because issuer was not reporting issuer on date of acquisition
35.4 Results consolidated in financial statements of issuer
35.5 Recently completed acquisitions
35.6 Probable acquisitions
35.7 Pro forma financial statements for multiple acquisitions
35.8 Additional financial statements or financial information of the business filed or released
ITEM 36 Probable Reverse Takeovers
36.1 Probable reverse takeovers
ITEM 37 Certificates
37.1 Certificates
37.2 Issuer certificate form
37.3 Underwriter certificate form
37.4 Amendments
37.5 Non-offering prospectuses
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