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45-106 Prospectus Exemptions

Document Published Effective
45-106 Prospectus Exemptions [NI - Rescinded]
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2023-09-13 2023-09-13
45-106 Prospectus Exemptions [NI - Rescinded]
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2023-03-08 2023-03-08
45-106 Prospectus Exemptions [NI - Rescinded]
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2021-03-11 2021-03-01
45-106 Prospectus Exemptions [NI - Rescinded]
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2018-10-05 2018-10-05
45-106 Prospectus Exemptions [NI - Rescinded]
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2018-06-12 2018-06-12
45-106 Prospectus Exemptions [NI - Rescinded]
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2016-06-30 2016-06-30
45-106 Prospectus Exemptions [NI - Rescinded]
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2016-09-09 2016-06-30
45-106 Prospectus Exemptions [NI - Rescinded]
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2015-12-08 2015-12-08
45-106 Prospectus Exemptions [NI - Rescinded]
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2015-11-17 2015-11-17
45-106 Prospectus Exemptions [NI - Rescinded]
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2015-05-05 2015-05-05
45-106 Prospectus and Registration Exemptions [NI Amendment Advanced Notice - Lapsed]
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2013-03-14 2013-05-31
45-106 Prospectus and Registration Exemptions [NI - Rescinded] - For financial years beginning on or after January 1, 2011
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2011-10-03 2011-10-03
45-106 Prospectus and Registration Exemptions [NI Amendment Advance Notice - Lapsed]
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2010-10-01 2011-01-01
45-106 Prospectus and Registration Exemptions [NI Blackline Advance Notice - Lapsed]
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2009-07-17 2009-09-28
45-106 Prospectus and Registration Exemptions [NI - Rescinded] - For financial years beginning before January 1, 2011
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2009-09-25 2009-09-28
45-106 Prospectus and Registration Exemptions [NI Advance Notice - Lapsed]
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2009-07-17 2009-09-28
45-106 Prospectus and Registration Exemptions [NI Amendment Advance Notice - Lapsed]
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2011-04-08 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Advance Notice - Lapsed]
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2011-08-11 ---
45-106CP Prospectus Exemptions [CP - Rescinded]
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2023-03-08 2023-03-08
45-106CP Prospectus Exemption [CP - Rescinded]
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2021-03-11 2021-03-01
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Advance Notices

Document Published Effective
45-106 Prospectus Exemptions [NI Amendment Advance Notice - Lapsed]
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2023-06-15 2023-09-13
45-106 Amendments to National Instrument 45-106 Prospectus Exemptions [NI Amendment Advance Notice - Lapsed]
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2023-03-23 2023-06-09
45-106 Amendments to National Instrument 45-106 Prospectus Exemptions and Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption [CSA Notice Advance Notice - Lapsed]
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2022-12-08 2023-03-08
45-106 Prospectus Exemptions [NI Amendment Advance Notice - Lapsed]
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2020-08-06 2021-03-01
45-106 Prospectus Exemptions [NI Amendment Advance Notice - Lapsed]
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2018-07-19 2018-10-05
45-106 Prospectus Exemptions [NI Amendment Advance Notice - Lapsed]
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2018-03-29 2018-06-12
45-106 Prospectus Exemptions [NI and F Amendment Advance Notice - Lapsed]
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2016-04-07 2016-06-30
45-106 Prospectus Exemptions [NI and F Amendment Advance Notice - Lapsed]
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2015-09-24 2015-12-08
45-106 Prospectus Exemptions [NI Amendment Advance Notice - Lapsed]
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2015-09-03 2015-11-17
45-106 Prospectus and Registration Exemptions [NI and F Amendment Advance Notice - Lapsed] - Annex C1
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2015-02-19 2015-05-05
45-106 Prospectus and Registration Exemptions [NI Blackline Advance Notice - Lapsed] - Annex C2
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2015-02-19 2015-05-05
45-106 Prospectus and Registration Exemptions [NI and F Amendment Advance Notice - Lapsed] - Annex A
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2015-02-19 2015-05-05
45-106 Prospectus Exemptions [NI Amendments Advance Notice - Annex C -Rescinded]
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2025-06-19 ---
45-106CP Changes to Companion Policy 45-106CP Prospectus Exemptions [CP Amendment Advance Notice - Lapsed]
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2023-03-23 2023-06-09
45-106CP Prospectus Exemptions [CP Amendment Advance Notice - Lapsed]
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2020-08-06 2021-03-01
45-106CP Change to Companion Policy 45-106CP Prospectus Exemptions [CP Amendment Advance Notice - Lapsed]
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2018-07-19 2018-10-05
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Forms

Document Published Effective
45-106F1 Report of Exempt Distribution [F - Rescinded]
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2018-10-05 2018-10-05
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded]
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2016-09-09 2016-04-30
45-106F4 Risk Acknowledgement [F - Rescinded]
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2016-09-09 2016-04-30
45-106F14 Rights Offering Notice for Reporting Issuers [F - Rescinded]
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2015-12-08 2015-12-08
45-106F18 Supplemental Offering Memorandum Disclosure for Syndicated Mortgages [F - Rescinded]
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2021-03-11 2021-03-01
45-106F19 Listed Issuer Financing Document [F - Rescinded]
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2022-11-18 2022-11-21
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Proposed Amendments

Document Published Effective
45-106 Prospectus Exemptions [NI Amendment Proposed - Annex C - Lapsed]
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2024-08-01 ---
45-106 Prospectus Exemptions [NI Amendment Proposed - Lapsed]
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2021-04-22 ---
45-106 CSA Notice and Request for Comment: Proposed Amendments to National Instrument 45-106 Prospectus Exemptions and Proposed Changes to Companion Policy 45-106CP Prospectus Exemptions Relating to the Offering Memorandum Prospectus Exemption [CSA Notice - Lapsed]
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2020-09-17 ---
45-106CP Prospectus Exemptions [CP Amendment Proposed - Lapsed]
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2020-09-17 ---
45-106 Prospectus Exemptions [NI Amendment Proposed - Lapsed]
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2020-09-17 ---
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Blackline Amendment Proposed - Lapsed]
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2020-09-17 ---
45-106 Prospectus Exemptions [NI Blackline Amendment Proposed - Lapsed]
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2020-09-17 ---
45-106CP Prospectus Exemptions [CP Amendment Proposed - Lapsed]
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2019-03-15 ---
45-106 Prospectus Exemptions [NI and F Amendment Proposed - Lapsed]
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2017-10-04 ---
45-106 Prospectus Exemptions [NI Amendment Proposed - Lapsed]
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2017-07-06 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
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2014-12-11 ---
45-106 Prospectus and Registration Exemptions [NI and F Amendment Proposed - Lapsed]
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2014-11-27 ---
45-106 Prospectus and Registration Exemptions [NI and F Amendment Proposed - Lapsed]
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2014-02-27 ---
45-106 Prospectus and Registration Exemptions [NI and F Amendment Proposed - Lapsed]
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2014-01-23 ---
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Proposed Instruments or Policies

Document Published Effective
45-106 Prospectus and Registration Exemptions [NI Proposed - Lapsed]
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2004-12-20 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
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2010-04-23 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
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2012-07-26 ---
45-106 Prospectus and Registration Exemptions [NI Blackline Amendment Proposed - Lapsed]
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2010-09-09 ---
45-106 Prospectus and Registration Exemptions [NI Proposed - Lapsed]
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2008-02-29 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
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2009-10-16 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
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2011-04-01 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
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2010-09-09 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
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2011-07-29 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
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2012-09-13 ---
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CSA Related Documents

Document Published Effective
45-304 Notice of Local Exemptions Related to National Instrument 45-106 Prospectus and Registration Exemptions [CSA Staff Notice - Rescinded]
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2005-09-12 2005-09-14
45-304 Notice of Local Exemptions Related to National Instrument 45-106 Prospectus and Registration Exemptions and National Instrument 31-103 Registration Requirements and Exemptions [CSA Staff Notice - Lapsed]
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2009-11-27 2009-11-27
45-305 Frequently asked questions regarding National Instrument 45-106 Prospectus and Registration Exemptions [CSA Staff Notice- Rescinded]
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2005-12-02 2005-12-02
45-308 Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus and Registration Exemptions [CSA Staff Notice - Lapsed]
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2012-04-26 2012-04-26
45-308 Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions (Revised) [CSA Staff Notice - Lapsed]
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2015-06-25 2015-06-25
45-308 Guidance for Preparing and Filing Reports of Exempt Distribution under National Instrument 45-106 Prospectus Exemptions (Revised) [CSA Staff Notice - Lapsed]
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2016-04-07 2016-06-30
81-101 Reducing Regulatory Burden for Investment Fund Issuers – Phase 2, Stage 1 [CSA Notice of Amendments - Lapsed]
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2021-10-07 ---
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