Securities Law

45-106 Prospectus Exemptions

Document Published Effective
45-106 Prospectus Exemptions [NI - Rescinded] 2018-06-12 2018-06-12
45-106 Prospectus Exemptions [NI - Rescinded] 2017-11-02 2017-04-01
45-106 Prospectus Exemptions [NI - Rescinded] 2017-02-17 2016-10-29
45-106 Prospectus Exemptions [NI - Rescinded] 2016-09-09 2016-06-30
45-106 Prospectus Exemptions [NI - Rescinded] 2016-06-30 2016-06-30
45-106 Prospectus Exemptions [NI - Rescinded] 2015-12-08 2015-12-08
45-106 Prospectus Exemptions [NI - Rescinded] 2015-11-17 2015-11-17
45-106 Prospectus Exemptions [NI - Rescinded] 2015-05-05 2015-05-05
45-106 Prospectus Exemptions [NI - Rescinded] 2015-05-05 2015-05-05
45-106 Prospectus and Registration Exemptions [NI - Rescinded] 2014-09-22 2014-09-22
45-106 Prospectus and Registration Exemptions [NI - Rescinded] 2013-05-31 2013-05-31
45-106 Prospectus and Registration Exemptions [NI Amendment Advanced Notice - Lapsed] 2013-03-14 2013-05-31
45-106 Prospectus and Registration Exemptions [NI - Rescinded] - For financial years beginning on or after January 1, 2011 2011-10-03 2011-10-03
45-106 Prospectus and Registration Exemptions [NI - Rescinded] - For financial years beginning before January 1, 2011 2011-10-03 2011-10-03
45-106 Prospectus and Registration Exemptions [NI - Rescinded] - For financial years beginning before January 1, 2011 2011-06-24 2011-06-30
45-106 Prospectus and Registration Exemptions [NI - Rescinded] - For financial years beginning on or after January 1, 2011 2011-06-24 2011-06-30
45-106 Prospectus and Registration Exemptions [NI Amendment Advance Notice - Lapsed] 2010-10-01 2011-01-01
45-106 Prospectus and Registration Exemptions [NI - Rescinded] - For financial years beginning on or after January 1, 2011 2010-12-30 2011-01-01
45-106 Prospectus and Registration Exemptions [NI Advance Notice - Lapsed] 2009-07-17 2009-09-28
45-106 Prospectus and Registration Exemptions [NI - Rescinded] - For financial years beginning before January 1, 2011 2009-09-25 2009-09-28
45-106 Prospectus and Registration Exemptions [NI Blackline Advance Notice - Lapsed] 2009-07-17 2009-09-28
45-106 Prospectus and Registration Exemptions [NI - Rescinded] 2005-09-12 2005-09-14
45-106 Prospectus and Registration Exemptions [NI Amendment Advance Notice - Lapsed] 2011-04-08 ---
45-106 Prospectus and Registration Exemptions [NI Advance Notice - Lapsed] 2005-07-08 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Advance Notice - Lapsed] 2011-08-11 ---
45-106CP Prospectus Exemptions [CP - Rescinded] 2017-02-17 2016-10-05
45-106CP Prospectus Exemptions [CP - Rescinded] 2016-06-30 2016-06-30
45-106CP Prospectus Exemptions [CP - Rescinded] 2016-09-09 2016-06-30
45-106CP Prospectus Exemptions [CP - Rescinded] 2015-12-08 2015-12-08
45-106CP Prospectus Exemptions [CP - Rescinded] 2015-05-05 2015-05-05
45-106CP Prospectus Exemptions [CP - Rescinded] 2015-05-05 2015-05-05
45-106CP Prospectus and Registration Exemptions [CP - Rescinded] 2011-10-03 2011-10-03
45-106CP Prospectus and Registration Exemptions [CP Amendment Advance Notice - Lapsed] 2010-10-01 2011-01-01
45-106CP Prospectus and Registration Exemptions [CP - Rescinded] 2010-12-30 2011-01-01
45-106CP Prospectus and Registration Exemptions [CP - Rescinded] 2009-09-25 2009-09-28
45-106CP Prospectus and Registration Exemptions [CP Advance Notice - Lapsed] 2009-07-17 2009-09-28
45-106CP Prospectus and Registration Exemptions [CP Blackline Advance Notice - Lapsed] 2009-07-17 2009-09-28
45-106CP Prospectus and Registration Exemptions [CP - Rescinded] 2005-09-12 2005-09-14
45-106CP Prospectus and Registration Exemptions [CP Advance Notice - Lapsed] 2005-07-08 ---
45-106CP Prospectus and Registration Exemptions [CP Amendment Advance Notice - Lapsed] 2011-08-11 ---

Advance Notices

Document Published Effective
45-106 Prospectus Exemptions [NI Amendment Advance Notice - Lapsed] 2018-07-19 2018-10-05
45-106 Prospectus Exemptions [NI Amendment Advance Notice - Lapsed] 2018-03-29 2018-06-12
45-106 Prospectus Exemptions [NI and F Amendment Advance Notice - Lapsed] 2016-04-07 2016-06-30
45-106 Prospectus Exemptions [NI and F Amendment Advance Notice - Lapsed] 2015-09-24 2015-12-08
45-106 Prospectus Exemptions [NI Amendment Advance Notice - Lapsed] 2015-09-03 2015-11-17
45-106 Prospectus and Registration Exemptions [NI Blackline Advance Notice - Lapsed] 2015-02-19 2015-05-05
45-106 Prospectus and Registration Exemptions [NI and F Amendment Advance Notice - Lapsed] 2015-02-19 2015-05-05
45-106 Prospectus and Registration Exemptions [NI and F Amendment Advance Notice - Lapsed] 2015-02-19 2015-05-05
45-106CP Change to Companion Policy 45-106CP Prospectus Exemptions [CP Amendment Advance Notice - Lapsed] 2018-07-19 2018-10-05
45-106CP Prospectus Exemptions [CP Extract Blackline Amendment Advance Notice- Lapsed] 2016-04-07 2016-06-30
45-106CP Prospectus Exemptions [CP Amendment Advance Notice - Lapsed] 2015-09-24 2015-12-08
45-106CP Prospectus and Registration Exemptions [CP Blackline Advance Notice - Lapsed] 2015-02-19 2015-05-05
45-106CP Prospectus and Registration Exemptions [CP Amendment Advance Notice - Lapsed] 2015-02-19 2015-05-05
45-106CP Prospectus Exemptions [CP Advance Notice - Lapsed] 2015-02-19 2015-05-05
45-106F1 Report of Exempt Distribution [F Amendment Advance Notice - Lapsed] 2018-07-19 2018-10-05
45-106F1 Report of Exempt Distribution Reflecting the Amendments [F Blackline Amendment Advance Notice - Lapsed] 2018-07-19 2018-10-05
45-106F1 Report of Exempt Distribution [F Advance Notice - Lapsed] 2016-04-07 2016-06-30
45-106F7 Information Memorandum for Short-term Securitized Products Distributed under Section 2.35.1 [F Advance Notice - Lapsed] 2015-02-19 2015-05-05
45-106F8 Monthly Disclosure Report for Short-term Securitized Products Distributed under Section 2.35.1 [F Advance Notice - Lapsed] 2015-02-19 2015-05-05
45-106F9 Form for Individual Accredited Investors [F Advance Notice - Lapsed] 2015-02-19 2015-05-05

Forms

Document Published Effective
45-106F1 Report of Exempt Distribution [F - Rescinded] 2016-06-30 2016-06-30
45-106F1 Report of Exempt Distribution [F - Rescinded] 2015-05-05 2015-05-05
45-106F1 Report of Exempt Distribution [F - Rescinded] 2011-10-01 2011-10-03
45-106F1 Report of Exempt Distribution [F Blackline Advance Notice - Lapsed] 2009-07-17 2009-09-28
45-106F1 Report of Exempt Distribution [F - Rescinded] 2009-09-25 2009-09-28
45-106F1 Report of exempt distribution [F Advance Notice - Lapsed] 2009-07-17 2009-09-28
45-106F1 Report of Exempt Distribution [F - Rescinded] 2005-09-12 2005-09-14
45-106F1 Report of Exempt Distribution [F Advance Notice - Lapsed] 2005-07-08 ---
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded] 2015-05-05 2015-05-05
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Amendment Advance Notice - Lapsed] 2010-10-01 2011-01-01
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded] 2010-12-30 2011-01-01
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded] - For financial years beginning before January 1, 2011 2009-09-25 2009-09-28
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Blackline Advance Notice - Lapsed] 2009-07-17 2009-09-28
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Advance Notice - Lapsed] 2009-07-17 2009-09-28
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded] 2007-12-21 2007-12-31
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Amendment Advance Notice - Lapsed] 2007-10-12 2007-12-31
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F - Rescinded] 2005-09-12 2005-09-14
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Advance Notice - Lapsed] 2005-07-08 ---
45-106F3 Offering Memorandum for Qualifying Issuers [F -Rescinded] 2015-05-05 2015-05-05
45-106F3 Offering Memorandum for Qualifying Issuers [F Amendment Advance Notice - Lapsed] 2010-10-01 2011-01-01
45-106F3 Offering Memorandum for Qualifying Issuers [F - Rescinded] 2010-12-30 2011-01-01
45-106F3 Offering Memorandum for Qualifying Issuers [F Blackline Advance Notice - Lapsed] 2009-07-17 2009-09-28
45-106F3 Offering Memorandum for Qualifying Issuers [F Advance Notice - Lapsed] 2009-07-17 2009-09-28
45-106F3 Offering Memorandum for Qualifying Issuers [F - Rescinded] - For financial years beginning before January 1, 2011 2009-09-25 2009-09-28
45-106F3 Offering Memorandum for Qualifying Issuers [F Amendment Advance Notice - Lapsed] 2007-10-12 2007-12-31
45-106F3 Offering Memorandum for Qualifying Issuers [F - Rescinded] 2007-12-21 2007-12-31
45-106F3 Offering Memorandum for Qualifying Issuers [F - Rescinded] 2005-09-12 2005-09-14
45-106F3 Offering Memorandum for Qualifying Issuers [F Advance Notice - Lapsed] 2005-07-08 ---
45-106F4 Risk Acknowledgement [F Blackline Advance Notice - Lapsed] 2009-07-17 2009-09-28
45-106F4 Risk Acknowledgement [F Advance Notice - Lapsed] 2009-07-17 2009-09-28
45-106F4 Risk Acknowledgement [F - Rescinded] 2009-09-25 2009-09-28
45-106F4 Risk Acknowledgement [F - Rescinded] 2005-09-12 2005-09-14
45-106F4 Risk Acknowledgement [F Advance Notice - Lapsed] 2005-07-08 ---
45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F Advance Notice - Lapsed] 2009-07-17 2009-09-28
45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F Blackline Advance Notice - Lapsed] 2009-07-17 2009-09-28
45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F - Rescinded] 2005-09-12 2005-09-14
45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F Advance Notice - Lapsed] 2005-07-08 ---
45-106F6 British Columbia Report of Exempt Distribution [F - Rescinded] 2015-05-05 2015-05-05
45-106F6 British Columbia Report of Exempt Distribution [F - Rescinded] 2015-05-05 2015-05-05
45-106F6 British Columbia Report of Exempt Distribution [F - Rescinded] 2011-10-01 2011-10-03
45-106F6 British Columbia Report of Exempt Distribution [F Advance Notice - Lapsed] 2011-08-11 ---

Proposed Amendments

Document Published Effective
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed] 2014-12-11 ---
45-106 Prospectus and Registration Exemptions [NI and F Amendment Proposed - Lapsed] 2014-02-27 ---
45-106 Prospectus and Registration Exemptions [NI and F Amendment Proposed - Lapsed] 2014-11-27 ---
45-106 Prospectus and Registration Exemptions [NI and F Amendment Proposed - Lapsed] 2014-01-23 ---
45-106 Prospectus Exemptions [NI Amendment Proposed - Lapsed] 2015-08-13 ---
45-106 Prospectus Exemptions [NI Amendment Proposed - Lapsed] 2017-07-06 ---
45-106 Prospectus Exemptions [NI and F Amendment Proposed - Lapsed] 2017-10-04 ---
45-106 Prospectus Exemptions [NI and F Amendment Proposed - Lapsed] 2018-03-08 ---
45-106 Prospectus and Registration Exemptions [NI Blackline Amendment Proposed - Lapsed] 2014-02-27 ---
45-106CP Prospectus Exemptions [CP Amendment Proposed - Lapsed] 2018-03-08 ---
45-106CP Prospectus Exemptions [CP Amendment Proposed - Lapsed] 2015-08-13 ---
45-106CP Prospectus and Registration Exemptions [CP Blackline Amendment Proposed - Lapsed] 2014-02-27 ---
45-106CP Prospectus and Registration Exemptions [CP Amendment Proposed - Lapsed] 2014-11-27 ---
45-106CP Prospectus and Registration Exemptions [CP Amendment Proposed - Lapsed] 2014-01-23 ---
45-106F1 Report of Exempt Distribution [F Amendment Proposed - Lapsed] 2017-10-04 ---
45-106F1 Report of Exempt Distribution [F Blackline Amendment Proposed - Lapsed] 2017-10-04 ---
45-106F1 Report of Exempt Distribution [F Blackline Amendment Proposed - Lapsed] 2014-02-27 ---
45-106F6 British Columbia Report of Exempt Distribution [F Blackline Amendment Proposed - Lapsed] 2014-02-27 ---

Proposed Instruments or Policies

Document Published Effective
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed] 2010-04-23 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed] 2012-09-13 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed] 2011-07-29 ---
45-106 Prospectus and Registration Exemptions [NI Blackline Amendment Proposed - Lapsed] 2010-09-09 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed] 2009-10-16 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed] 2010-09-09 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed] 2012-07-26 ---
45-106 Prospectus and Registration Exemptions [NI Proposed - Lapsed] 2004-12-20 ---
45-106 Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed] 2011-04-01 ---
45-106 Prospectus and Registration Exemptions [NI Proposed - Lapsed] 2008-02-29 ---
45-106CP Prospectus and Registration Exemptions [CP Blackline Amendment Proposed - Lapsed] 2011-07-29 ---
45-106CP Prospectus and Registration Exemptions [CP Proposed - Lapsed] 2008-02-29 ---
45-106CP Prospectus and Registration Exemptions [CP Amendment Proposed - Lapsed] 2010-09-09 ---
45-106CP Prospectus and Registration Exemptions [CP Blackline Amendment Proposed - Lapsed] 2010-09-09 ---
45-106CP Prospectus and Registration Exemptions [CP Amendment Proposed - Lapsed] 2012-09-13 ---
45-106CP Prospectus and Registration Exemptions [CP Blackline Proposed - Lapsed] 2008-02-29 ---
45-106CP Prospectus and Registration Exemptions [CP Amendment Proposed - Lapsed] 2009-10-16 ---
45-106CP Prospectus and Registration Exemptions [CP Proposed - Lapsed] 2004-12-20 ---
45-106F1 Report of Exempt Distribution [F Proposed - Lapsed] 2015-08-13 ---
45-106F1 Report of Exempt Distribution [F Amendment Proposed - Lapsed] 2010-09-09 ---
45-106F1 Report of Exempt Distribution [F Blackline Amendment Proposed - Lapsed] 2010-09-09 ---
45-106F1 Report of Exempt Distribution [F Proposed - Lapsed] 2008-02-29 ---
45-106F1 Report of Exempt Distribution [F Proposed - Lapsed] 2004-12-20 ---
45-106F1 Report of Exempt Distribution [F Blackline Proposed - Lapsed] 2008-02-29 ---
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Proposed - Lapsed] 2008-02-29 ---
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Proposed - Lapsed] 2004-12-20 ---
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Amendment Proposed - Lapsed] 2009-10-16 ---
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Blackline Amendment Proposed - Lapsed] 2009-10-16 ---
45-106F2 Offering Memorandum for Non-Qualifying Issuers [F Blackline Proposed - Lapsed] 2008-02-29 ---
45-106F3 Offering Memorandum for Qualifying Issuers [F Blackline Amendment Proposed - Lapsed] 2009-10-16 ---
45-106F3 Offering Memorandum for Qualifying Issuers [F Amendment Proposed - Lapsed] 2009-10-16 ---
45-106F3 Offering Memorandum for Qualifying Issuers [F Proposed - Lapsed] 2008-02-29 ---
45-106F3 Offering Memorandum for Qualifying Issuers [F Proposed - Lapsed] 2004-12-20 ---
45-106F3 Offering Memorandum for Qualifying Issuers [F Blackline Proposed - Lapsed] 2008-02-29 ---
45-106F4 Risk Acknowledgement [F Proposed - Lapsed] 2008-02-29 ---
45-106F4 Risk Acknowledgement [F Proposed - Lapsed] 2004-12-20 ---
45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F Proposed - Lapsed] 2008-02-29 ---
45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F Proposed - Lapsed] 2004-12-20 ---
45-106F6 British Columbia Report of Exempt Distribution [F Proposed - Lapsed] 2010-09-09 ---
45-106F9 Risk Acknowledgement Form for Individual Accredited Investors [F Proposed - Lapsed] 2014-02-27 ---