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Historical Blanket Orders and Rulings (BOR)
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45-106 Prospectus Exemptions
Current
Historical
Document
Published
Effective
45-106
Prospectus Exemptions [NI - Rescinded]
PDF
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2018-06-12
2018-06-12
45-106
Prospectus Exemptions [NI - Rescinded]
PDF
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2017-11-02
2017-04-01
45-106
Prospectus Exemptions [NI - Rescinded]
PDF
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2017-02-17
2016-10-29
45-106
Prospectus Exemptions [NI - Rescinded]
PDF
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2016-09-09
2016-06-30
45-106
Prospectus Exemptions [NI - Rescinded]
PDF
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2016-06-30
2016-06-30
45-106
Prospectus Exemptions [NI - Rescinded]
PDF
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2015-12-08
2015-12-08
45-106
Prospectus Exemptions [NI - Rescinded]
PDF
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2015-11-17
2015-11-17
45-106
Prospectus Exemptions [NI - Rescinded]
PDF
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2015-05-05
2015-05-05
45-106
Prospectus Exemptions [NI - Rescinded]
PDF
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2015-05-05
2015-05-05
45-106
Prospectus and Registration Exemptions [NI - Rescinded]
PDF
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2014-09-22
2014-09-22
45-106
Prospectus and Registration Exemptions [NI - Rescinded]
PDF
Download
2013-05-31
2013-05-31
45-106
Prospectus and Registration Exemptions [NI Amendment Advanced Notice - Lapsed]
PDF
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2013-03-14
2013-05-31
45-106
Prospectus and Registration Exemptions [NI - Rescinded] - For financial years beginning on or after January 1, 2011
PDF
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2011-10-03
2011-10-03
45-106
Prospectus and Registration Exemptions [NI - Rescinded] - For financial years beginning before January 1, 2011
PDF
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2011-10-03
2011-10-03
45-106
Prospectus and Registration Exemptions [NI - Rescinded] - For financial years beginning before January 1, 2011
PDF
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2011-06-24
2011-06-30
45-106
Prospectus and Registration Exemptions [NI - Rescinded] - For financial years beginning on or after January 1, 2011
PDF
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2011-06-24
2011-06-30
45-106
Prospectus and Registration Exemptions [NI Amendment Advance Notice - Lapsed]
PDF
Download
2010-10-01
2011-01-01
45-106
Prospectus and Registration Exemptions [NI - Rescinded] - For financial years beginning on or after January 1, 2011
PDF
Download
2010-12-30
2011-01-01
45-106
Prospectus and Registration Exemptions [NI Advance Notice - Lapsed]
PDF
Download
2009-07-17
2009-09-28
45-106
Prospectus and Registration Exemptions [NI - Rescinded] - For financial years beginning before January 1, 2011
PDF
Download
2009-09-25
2009-09-28
45-106
Prospectus and Registration Exemptions [NI Blackline Advance Notice - Lapsed]
PDF
Download
2009-07-17
2009-09-28
45-106
Prospectus and Registration Exemptions [NI - Rescinded]
PDF
Download
2005-09-12
2005-09-14
45-106
Prospectus and Registration Exemptions [NI Amendment Advance Notice - Lapsed]
PDF
Download
2011-04-08
---
45-106
Prospectus and Registration Exemptions [NI Advance Notice - Lapsed]
PDF
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2005-07-08
---
45-106
Prospectus and Registration Exemptions [NI Amendment Advance Notice - Lapsed]
PDF
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2011-08-11
---
45-106CP
Prospectus Exemptions [CP - Rescinded]
PDF
Download
2017-02-17
2016-10-05
45-106CP
Prospectus Exemptions [CP - Rescinded]
PDF
Download
2016-06-30
2016-06-30
45-106CP
Prospectus Exemptions [CP - Rescinded]
PDF
Download
2016-09-09
2016-06-30
45-106CP
Prospectus Exemptions [CP - Rescinded]
PDF
Download
2015-12-08
2015-12-08
45-106CP
Prospectus Exemptions [CP - Rescinded]
PDF
Download
2015-05-05
2015-05-05
45-106CP
Prospectus Exemptions [CP - Rescinded]
PDF
Download
2015-05-05
2015-05-05
45-106CP
Prospectus and Registration Exemptions [CP - Rescinded]
PDF
Download
2011-10-03
2011-10-03
45-106CP
Prospectus and Registration Exemptions [CP Amendment Advance Notice - Lapsed]
PDF
Download
2010-10-01
2011-01-01
45-106CP
Prospectus and Registration Exemptions [CP - Rescinded]
PDF
Download
2010-12-30
2011-01-01
45-106CP
Prospectus and Registration Exemptions [CP - Rescinded]
PDF
Download
2009-09-25
2009-09-28
45-106CP
Prospectus and Registration Exemptions [CP Advance Notice - Lapsed]
PDF
Download
2009-07-17
2009-09-28
45-106CP
Prospectus and Registration Exemptions [CP Blackline Advance Notice - Lapsed]
PDF
Download
2009-07-17
2009-09-28
45-106CP
Prospectus and Registration Exemptions [CP - Rescinded]
PDF
Download
2005-09-12
2005-09-14
45-106CP
Prospectus and Registration Exemptions [CP Advance Notice - Lapsed]
PDF
Download
2005-07-08
---
45-106CP
Prospectus and Registration Exemptions [CP Amendment Advance Notice - Lapsed]
PDF
Download
2011-08-11
---
Show all
Advance Notices
Document
Published
Effective
45-106
Prospectus Exemptions [NI Amendment Advance Notice - Lapsed]
PDF
Download
2018-07-19
2018-10-05
45-106
Prospectus Exemptions [NI Amendment Advance Notice - Lapsed]
PDF
Download
2018-03-29
2018-06-12
45-106
Prospectus Exemptions [NI and F Amendment Advance Notice - Lapsed]
PDF
Download
2016-04-07
2016-06-30
45-106
Prospectus Exemptions [NI and F Amendment Advance Notice - Lapsed]
PDF
Download
2015-09-24
2015-12-08
45-106
Prospectus Exemptions [NI Amendment Advance Notice - Lapsed]
PDF
Download
2015-09-03
2015-11-17
45-106
Prospectus and Registration Exemptions [NI Blackline Advance Notice - Lapsed]
PDF
Download
2015-02-19
2015-05-05
45-106
Prospectus and Registration Exemptions [NI and F Amendment Advance Notice - Lapsed]
PDF
Download
2015-02-19
2015-05-05
45-106
Prospectus and Registration Exemptions [NI and F Amendment Advance Notice - Lapsed]
PDF
Download
2015-02-19
2015-05-05
45-106CP
Change to Companion Policy 45-106CP Prospectus Exemptions [CP Amendment Advance Notice - Lapsed]
PDF
Download
2018-07-19
2018-10-05
45-106CP
Prospectus Exemptions [CP Extract Blackline Amendment Advance Notice- Lapsed]
PDF
Download
2016-04-07
2016-06-30
45-106CP
Prospectus Exemptions [CP Amendment Advance Notice - Lapsed]
PDF
Download
2015-09-24
2015-12-08
45-106CP
Prospectus and Registration Exemptions [CP Blackline Advance Notice - Lapsed]
PDF
Download
2015-02-19
2015-05-05
45-106CP
Prospectus and Registration Exemptions [CP Amendment Advance Notice - Lapsed]
PDF
Download
2015-02-19
2015-05-05
45-106CP
Prospectus Exemptions [CP Advance Notice - Lapsed]
PDF
Download
2015-02-19
2015-05-05
45-106F1
Report of Exempt Distribution [F Amendment Advance Notice - Lapsed]
PDF
Download
Word
Download
2018-07-19
2018-10-05
45-106F1
Report of Exempt Distribution Reflecting the Amendments [F Blackline Amendment Advance Notice - Lapsed]
PDF
Download
Word
Download
2018-07-19
2018-10-05
45-106F1
Report of Exempt Distribution [F Advance Notice - Lapsed]
PDF
Download
2016-04-07
2016-06-30
45-106F7
Information Memorandum for Short-term Securitized Products Distributed under Section 2.35.1 [F Advance Notice - Lapsed]
PDF
Download
2015-02-19
2015-05-05
45-106F8
Monthly Disclosure Report for Short-term Securitized Products Distributed under Section 2.35.1 [F Advance Notice - Lapsed]
PDF
Download
2015-02-19
2015-05-05
45-106F9
Form for Individual Accredited Investors [F Advance Notice - Lapsed]
PDF
Download
2015-02-19
2015-05-05
Show all
Forms
Document
Published
Effective
45-106F1
Report of Exempt Distribution [F - Rescinded]
PDF
Download
Word
Download
2016-06-30
2016-06-30
45-106F1
Report of Exempt Distribution [F - Rescinded]
PDF
Download
Word
Download
2015-05-05
2015-05-05
45-106F1
Report of Exempt Distribution [F - Rescinded]
PDF
Download
Word
Download
2011-10-01
2011-10-03
45-106F1
Report of Exempt Distribution [F Blackline Advance Notice - Lapsed]
PDF
Download
Word
Download
2009-07-17
2009-09-28
45-106F1
Report of Exempt Distribution [F - Rescinded]
PDF
Download
Word
Download
2009-09-25
2009-09-28
45-106F1
Report of exempt distribution [F Advance Notice - Lapsed]
PDF
Download
Word
Download
2009-07-17
2009-09-28
45-106F1
Report of Exempt Distribution [F - Rescinded]
Word
Download
2005-09-12
2005-09-14
45-106F1
Report of Exempt Distribution [F Advance Notice - Lapsed]
PDF
Download
2005-07-08
---
45-106F2
Offering Memorandum for Non-Qualifying Issuers [F - Rescinded]
PDF
Download
Word
Download
2015-05-05
2015-05-05
45-106F2
Offering Memorandum for Non-Qualifying Issuers [F Amendment Advance Notice - Lapsed]
PDF
Download
2010-10-01
2011-01-01
45-106F2
Offering Memorandum for Non-Qualifying Issuers [F - Rescinded]
PDF
Download
Word
Download
2010-12-30
2011-01-01
45-106F2
Offering Memorandum for Non-Qualifying Issuers [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
Download
Word
Download
2009-09-25
2009-09-28
45-106F2
Offering Memorandum for Non-Qualifying Issuers [F Blackline Advance Notice - Lapsed]
PDF
Download
Word
Download
2009-07-17
2009-09-28
45-106F2
Offering Memorandum for Non-Qualifying Issuers [F Advance Notice - Lapsed]
PDF
Download
Word
Download
2009-07-17
2009-09-28
45-106F2
Offering Memorandum for Non-Qualifying Issuers [F - Rescinded]
PDF
Download
2007-12-21
2007-12-31
45-106F2
Offering Memorandum for Non-Qualifying Issuers [F Amendment Advance Notice - Lapsed]
PDF
Download
2007-10-12
2007-12-31
45-106F2
Offering Memorandum for Non-Qualifying Issuers [F - Rescinded]
Word
Download
2005-09-12
2005-09-14
45-106F2
Offering Memorandum for Non-Qualifying Issuers [F Advance Notice - Lapsed]
PDF
Download
2005-07-08
---
45-106F3
Offering Memorandum for Qualifying Issuers [F -Rescinded]
PDF
Download
Word
Download
2015-05-05
2015-05-05
45-106F3
Offering Memorandum for Qualifying Issuers [F Amendment Advance Notice - Lapsed]
PDF
Download
2010-10-01
2011-01-01
45-106F3
Offering Memorandum for Qualifying Issuers [F - Rescinded]
PDF
Download
Word
Download
2010-12-30
2011-01-01
45-106F3
Offering Memorandum for Qualifying Issuers [F Blackline Advance Notice - Lapsed]
PDF
Download
Word
Download
2009-07-17
2009-09-28
45-106F3
Offering Memorandum for Qualifying Issuers [F Advance Notice - Lapsed]
PDF
Download
Word
Download
2009-07-17
2009-09-28
45-106F3
Offering Memorandum for Qualifying Issuers [F - Rescinded] - For financial years beginning before January 1, 2011
PDF
Download
Word
Download
2009-09-25
2009-09-28
45-106F3
Offering Memorandum for Qualifying Issuers [F Amendment Advance Notice - Lapsed]
PDF
Download
2007-10-12
2007-12-31
45-106F3
Offering Memorandum for Qualifying Issuers [F - Rescinded]
PDF
Download
2007-12-21
2007-12-31
45-106F3
Offering Memorandum for Qualifying Issuers [F - Rescinded]
Word
Download
2005-09-12
2005-09-14
45-106F3
Offering Memorandum for Qualifying Issuers [F Advance Notice - Lapsed]
PDF
Download
2005-07-08
---
45-106F4
Risk Acknowledgement [F Blackline Advance Notice - Lapsed]
PDF
Download
Word
Download
2009-07-17
2009-09-28
45-106F4
Risk Acknowledgement [F Advance Notice - Lapsed]
PDF
Download
Word
Download
2009-07-17
2009-09-28
45-106F4
Risk Acknowledgement [F - Rescinded]
PDF
Download
Word
Download
2009-09-25
2009-09-28
45-106F4
Risk Acknowledgement [F - Rescinded]
Word
Download
2005-09-12
2005-09-14
45-106F4
Risk Acknowledgement [F Advance Notice - Lapsed]
PDF
Download
2005-07-08
---
45-106F5
Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F Advance Notice - Lapsed]
PDF
Download
Word
Download
2009-07-17
2009-09-28
45-106F5
Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F Blackline Advance Notice - Lapsed]
PDF
Download
Word
Download
2009-07-17
2009-09-28
45-106F5
Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F - Rescinded]
Word
Download
2005-09-12
2005-09-14
45-106F5
Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F Advance Notice - Lapsed]
PDF
Download
2005-07-08
---
45-106F6
British Columbia Report of Exempt Distribution [F - Rescinded]
PDF
Download
Word
Download
2015-05-05
2015-05-05
45-106F6
British Columbia Report of Exempt Distribution [F - Rescinded]
PDF
Download
Word
Download
2015-05-05
2015-05-05
45-106F6
British Columbia Report of Exempt Distribution [F - Rescinded]
PDF
Download
Word
Download
2011-10-01
2011-10-03
45-106F6
British Columbia Report of Exempt Distribution [F Advance Notice - Lapsed]
PDF
Download
2011-08-11
---
Show all
Proposed Amendments
Document
Published
Effective
45-106
Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
PDF
Download
2014-12-11
---
45-106
Prospectus and Registration Exemptions [NI and F Amendment Proposed - Lapsed]
PDF
Download
2014-02-27
---
45-106
Prospectus and Registration Exemptions [NI and F Amendment Proposed - Lapsed]
PDF
Download
2014-11-27
---
45-106
Prospectus and Registration Exemptions [NI and F Amendment Proposed - Lapsed]
PDF
Download
2014-01-23
---
45-106
Prospectus Exemptions [NI Amendment Proposed - Lapsed]
PDF
Download
2015-08-13
---
45-106
Prospectus Exemptions [NI Amendment Proposed - Lapsed]
PDF
Download
2017-07-06
---
45-106
Prospectus Exemptions [NI and F Amendment Proposed - Lapsed]
PDF
Download
2017-10-04
---
45-106
Prospectus Exemptions [NI and F Amendment Proposed - Lapsed]
PDF
Download
2018-03-08
---
45-106
Prospectus and Registration Exemptions [NI Blackline Amendment Proposed - Lapsed]
PDF
Download
2014-02-27
---
45-106CP
Prospectus Exemptions [CP Amendment Proposed - Lapsed]
PDF
Download
2018-03-08
---
45-106CP
Prospectus Exemptions [CP Amendment Proposed - Lapsed]
PDF
Download
2015-08-13
---
45-106CP
Prospectus and Registration Exemptions [CP Blackline Amendment Proposed - Lapsed]
PDF
Download
2014-02-27
---
45-106CP
Prospectus and Registration Exemptions [CP Amendment Proposed - Lapsed]
PDF
Download
2014-11-27
---
45-106CP
Prospectus and Registration Exemptions [CP Amendment Proposed - Lapsed]
PDF
Download
2014-01-23
---
45-106F1
Report of Exempt Distribution [F Amendment Proposed - Lapsed]
PDF
Download
2017-10-04
---
45-106F1
Report of Exempt Distribution [F Blackline Amendment Proposed - Lapsed]
PDF
Download
2017-10-04
---
45-106F1
Report of Exempt Distribution [F Blackline Amendment Proposed - Lapsed]
PDF
Download
2014-02-27
---
45-106F6
British Columbia Report of Exempt Distribution [F Blackline Amendment Proposed - Lapsed]
PDF
Download
2014-02-27
---
Show all
Proposed Instruments or Policies
Document
Published
Effective
45-106
Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
PDF
Download
2010-04-23
---
45-106
Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
PDF
Download
2012-09-13
---
45-106
Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
PDF
Download
2011-07-29
---
45-106
Prospectus and Registration Exemptions [NI Blackline Amendment Proposed - Lapsed]
PDF
Download
2010-09-09
---
45-106
Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
PDF
Download
2009-10-16
---
45-106
Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
PDF
Download
2010-09-09
---
45-106
Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
PDF
Download
2012-07-26
---
45-106
Prospectus and Registration Exemptions [NI Proposed - Lapsed]
PDF
Download
2004-12-20
---
45-106
Prospectus and Registration Exemptions [NI Amendment Proposed - Lapsed]
PDF
Download
2011-04-01
---
45-106
Prospectus and Registration Exemptions [NI Proposed - Lapsed]
PDF
Download
2008-02-29
---
45-106CP
Prospectus and Registration Exemptions [CP Blackline Amendment Proposed - Lapsed]
PDF
Download
2011-07-29
---
45-106CP
Prospectus and Registration Exemptions [CP Proposed - Lapsed]
PDF
Download
2008-02-29
---
45-106CP
Prospectus and Registration Exemptions [CP Amendment Proposed - Lapsed]
PDF
Download
2010-09-09
---
45-106CP
Prospectus and Registration Exemptions [CP Blackline Amendment Proposed - Lapsed]
PDF
Download
2010-09-09
---
45-106CP
Prospectus and Registration Exemptions [CP Amendment Proposed - Lapsed]
PDF
Download
2012-09-13
---
45-106CP
Prospectus and Registration Exemptions [CP Blackline Proposed - Lapsed]
PDF
Download
2008-02-29
---
45-106CP
Prospectus and Registration Exemptions [CP Amendment Proposed - Lapsed]
PDF
Download
2009-10-16
---
45-106CP
Prospectus and Registration Exemptions [CP Proposed - Lapsed]
PDF
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2004-12-20
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45-106F1
Report of Exempt Distribution [F Proposed - Lapsed]
PDF
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2015-08-13
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45-106F1
Report of Exempt Distribution [F Amendment Proposed - Lapsed]
PDF
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2010-09-09
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45-106F1
Report of Exempt Distribution [F Blackline Amendment Proposed - Lapsed]
PDF
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2010-09-09
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45-106F1
Report of Exempt Distribution [F Proposed - Lapsed]
PDF
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2008-02-29
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45-106F1
Report of Exempt Distribution [F Proposed - Lapsed]
2004-12-20
---
45-106F1
Report of Exempt Distribution [F Blackline Proposed - Lapsed]
PDF
Download
2008-02-29
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45-106F2
Offering Memorandum for Non-Qualifying Issuers [F Proposed - Lapsed]
PDF
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2008-02-29
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45-106F2
Offering Memorandum for Non-Qualifying Issuers [F Proposed - Lapsed]
PDF
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2004-12-20
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45-106F2
Offering Memorandum for Non-Qualifying Issuers [F Amendment Proposed - Lapsed]
PDF
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2009-10-16
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45-106F2
Offering Memorandum for Non-Qualifying Issuers [F Blackline Amendment Proposed - Lapsed]
PDF
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2009-10-16
---
45-106F2
Offering Memorandum for Non-Qualifying Issuers [F Blackline Proposed - Lapsed]
PDF
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2008-02-29
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45-106F3
Offering Memorandum for Qualifying Issuers [F Blackline Amendment Proposed - Lapsed]
PDF
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2009-10-16
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45-106F3
Offering Memorandum for Qualifying Issuers [F Amendment Proposed - Lapsed]
PDF
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2009-10-16
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45-106F3
Offering Memorandum for Qualifying Issuers [F Proposed - Lapsed]
PDF
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2008-02-29
---
45-106F3
Offering Memorandum for Qualifying Issuers [F Proposed - Lapsed]
PDF
Download
2004-12-20
---
45-106F3
Offering Memorandum for Qualifying Issuers [F Blackline Proposed - Lapsed]
PDF
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2008-02-29
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45-106F4
Risk Acknowledgement [F Proposed - Lapsed]
PDF
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2008-02-29
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45-106F4
Risk Acknowledgement [F Proposed - Lapsed]
PDF
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2004-12-20
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45-106F5
Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F Proposed - Lapsed]
PDF
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2008-02-29
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45-106F5
Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates [F Proposed - Lapsed]
PDF
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2004-12-20
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45-106F6
British Columbia Report of Exempt Distribution [F Proposed - Lapsed]
PDF
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2010-09-09
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45-106F9
Risk Acknowledgement Form for Individual Accredited Investors [F Proposed - Lapsed]
PDF
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2014-02-27
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