DISCIPLINED PERSONS LIST

Name McDonald, Neil Andrew
Date of Order or Settlement January 20, 2011
Banned Until September 24, 2025
Sanction

15-year ban from purchasing and trading in securities or exchange contracts (with conditions)
15-year ban from relying on any exemptions set out in the Securities regulations (with conditions)
15-year director and officer ban (with conditions)
15-year ban from becoming or acting as a registrant, investment fund manager or promoter
15-year ban on acting in a management or consultive capacity related to activities in the securities market

Violation

Misleading statements (ASC)
Prohibited transactions (ASC)
Acting contrary to the public interest (ASC)

Ruling Body BCSC / Alberta Securities Commission
Supporting Documents

News Release 
Reciprocal Order New window

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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.