| Name |
McDonald,
Neil Andrew |
| Date of Order or Settlement |
January 20, 2011 |
| Banned Until |
September 24, 2025 |
| Sanction |
15-year ban from purchasing and trading in securities or exchange contracts (with conditions)
15-year ban from relying on any exemptions set out in the Securities regulations (with conditions)
15-year director and officer ban (with conditions)
15-year ban from becoming or acting as a registrant, investment fund manager or promoter
15-year ban on acting in a management or consultive capacity related to activities in the securities market
|
| Violation |
Misleading statements (ASC)
Prohibited transactions (ASC)
Acting contrary to the public interest (ASC)
|
| Ruling Body |
BCSC / Alberta Securities Commission |
| Supporting Documents |
News Release
Reciprocal Order
|
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.