DISCIPLINED PERSONS LIST

Name Smylski, Robert Michael
Date of Order or Settlement January 20, 2011
Sanction

Permanent ban from purchasing and trading in securities or exchange contracts
Permanent ban from relying on any exemptions set out in the Securities regulations
Permanent ban from becoming or acting as a registrant
Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

Violation

Illegal distribution (ASC)
Prohibited representations (ASC)
Misleading statements (ASC)
Acting contrary to the public interest (ASC)

Ruling Body BCSC / Alberta Securities Commission (ASC)
Supporting Documents

News Release
Reciprocal Order New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.