DISCIPLINED PERSONS LIST

Name Kuhn, Brian Paul
Date of Order or Settlement September 11, 2002
Banned Until September 11, 2009
Sanction

7-year trading ban with conditions

7-year director/officer ban with conditions

7-year investor relations ban with conditions

An undertakingt to provide restitution to four investors within 60 days

Payment Agreed / Ordered $10,000 plus $5,000 in costs
Violation Failure to exercise due diligence on the behalf of clients
Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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