DISCIPLINED PERSONS LIST

Name Corrigan, Douglas Francis
Date of Order or Settlement March 18, 2011
Sanction

An order to comply fully with the Securities Act, the Securities Rules, BC Reg. 194/97, the regulations and IIROC Rule 1300

A reprimand

Payment Agreed / Ordered $1,200
Violation

Contravening a cease trade order and a temporary order

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.