Disciplined List
Lieberman, Marc Arthur
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Date of Order or Settlement:
1998-01-20 -
Banned Until:
2003-01-20
Sanction:
- 5-year trading ban
- 5-year director/officer ban
- 5-year investor relations ban
- An order to cease trading in the shares of ATEC until ATEC has filed a prospectus and obtained receipt for it from the Executive Directory
Supporting Documents:
Violation:
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Misrepresentation