DISCIPLINED PERSONS LIST

Name Collins, Robert Douglas
Date of Order or Settlement June 27, 2011
Banned Until June 27, 2016
Sanction

5-year ban from purchasing and trading in securities or exchange contracts

5-year director/officer ban

5-year ban from becoming or acting as a registrant, investment fund manager or promoter

5-year ban from acting in a management or consultative capacity in connection with activities in the securities market

5-year investor relations ban

Payment Agreed / Ordered $14,607 in disgorgement and a $20,000 penalty
Violation

Illegal distribution

 

Ruling Body BCSC
Supporting Documents

News Release 

Decision/Order New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.