DISCIPLINED PERSONS LIST
[Print]
| Name | Collins, Robert Douglas |
|---|---|
| Date of Order or Settlement | June 27, 2011 |
| Banned Until | June 27, 2016 |
| Sanction |
5-year ban from purchasing and trading in securities or exchange contracts 5-year director/officer ban 5-year ban from becoming or acting as a registrant, investment fund manager or promoter 5-year ban from acting in a management or consultative capacity in connection with activities in the securities market 5-year investor relations ban |
| Payment Agreed / Ordered | $14,607 in disgorgement and a $20,000 penalty |
| Violation |
Illegal distribution
|
| Ruling Body | BCSC |
| Supporting Documents |
Decision/Order
|
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.