Enforcement

Disciplined List

Keller, Adam

Date of Order or Settlement:

2011-06-27

Sanction:

Permanent ban from purchasing and trading in securities or exchange contracts
Permanent director/officer ban
Permanent ban from becoming or acting as a registrant, investment fund manager or promoter
Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
Permanent investor relations ban

Supporting Documents:

Violation:

Fraud

Ruling Body:

BCSC

Payment Agreed/Ordered:

$523,100 in disgorgement and a $1.6 million administrative penalty