DISCIPLINED PERSONS LIST

Name Price, Alan S.
Date of Order or Settlement July 7, 2011
Sanction

3-year ban from relying on any exemptions set out in the Securities regulations

Permanent director/officer ban

Permanent ban from becoming or acting as a registrant

Violation Acting contrary to the public interest (OSC)
Ruling Body BCSC / Ontario Securities Commission (OSC)
Supporting Documents

News Release

Reciprocal Order New window

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