DISCIPLINED PERSONS LIST
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| Name | Price, Alan S. |
|---|---|
| Date of Order or Settlement | July 7, 2011 |
| Sanction |
3-year ban from relying on any exemptions set out in the Securities regulations Permanent director/officer ban Permanent ban from becoming or acting as a registrant |
| Violation | Acting contrary to the public interest (OSC) |
| Ruling Body | BCSC / Ontario Securities Commission (OSC) |
| Supporting Documents |
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