DISCIPLINED PERSONS LIST

Name Cramer, Mark Clarence
Date of Order or Settlement May 23, 2003
Banned Until May 23, 2015
Sanction

12-year trading ban with conditions

12-year director/officer ban with conditions

12-year investor relations ban with conditions

Payment Agreed / Ordered $22,500 plus $15,000 in costs, and the proceeds of the sale of any securities in the involved companies up to $142,000
Violation

Unregistered distribution

Failure to comply with "Suitability of Investments" rules

Failure to comply with "Fair Dealing" rules and acting contrary to the public interest (unresolved conflicts of interest)

Misrepresentations

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.