DISCIPLINED PERSONS LIST
[Print]
| Name | Cramer, Mark Clarence |
|---|---|
| Date of Order or Settlement | May 23, 2003 |
| Banned Until | May 23, 2015 |
| Sanction |
12-year trading ban with conditions 12-year director/officer ban with conditions 12-year investor relations ban with conditions |
| Payment Agreed / Ordered | $22,500 plus $15,000 in costs, and the proceeds of the sale of any securities in the involved companies up to $142,000 |
| Violation |
Unregistered distribution Failure to comply with "Suitability of Investments" rules Failure to comply with "Fair Dealing" rules and acting contrary to the public interest (unresolved conflicts of interest) Misrepresentations |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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