Name Monterossa, Jose Alberto
Date of Order or Settlement June 20, 2002

10-year trading ban with conditions

10-year director/officer ban with conditions

10-year investor relations ban with conditions

An undertaking not to apply for registration until 10 years after restitution has been made\

An undertaking to repay back all outstanding monies borrowed from all his former clients

An undertaking to comply with the Securities Act, Securities Rules and all applicable regulations, policies and guidelines

Payment Agreed / Ordered An undertaking to make restitution

Failure to deal with clients fairly, honestly and in good faith

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window

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