DISCIPLINED PERSONS LIST

Name Moore, Robert Emerson
Date of Order or Settlement March 13, 1997
Banned Until March 13, 2002
Sanction

5-year trading ban with conditions

5-year director/officer ban with conditions

Payment Agreed / Ordered $100,000
Violation

Unregistered distribution

Failure to disclose material facts

Failure to file insider reports

Ruling Body BCSC
Supporting Documents Settlement/Order New window
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