DISCIPLINED PERSONS LIST

Name Muir, Kenneth
Date of Order or Settlement May 25, 1999
Banned Until August 31, 1999
Sanction

30-day registration suspension plus 12 months of strict supervision

An undertaking to fully comply with the Securities Act, Securities Rules and the bylaws, rules and policies of the Exhchange

An undertaking to rewrite the conduct and practices exam

Payment Agreed / Ordered $35,000 plus $5,000 in costs
Violation

Failure to obtain written trading authorization

Engaging in unfair trading practices

Ruling Body BCSC
Supporting Documents Settlement/Order New window
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