DISCIPLINED PERSONS LIST
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| Name | Muir, Kenneth |
|---|---|
| Date of Order or Settlement | May 25, 1999 |
| Banned Until | August 31, 1999 |
| Sanction |
30-day registration suspension plus 12 months of strict supervision An undertaking to fully comply with the Securities Act, Securities Rules and the bylaws, rules and policies of the Exhchange An undertaking to rewrite the conduct and practices exam |
| Payment Agreed / Ordered | $35,000 plus $5,000 in costs |
| Violation |
Failure to obtain written trading authorization Engaging in unfair trading practices |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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