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Enforcement

Disciplined List

Robinson, Douglas W.

  • Date of Order or Settlement:

    2000-01-25

  • Banned Until:

    2015-01-25

Sanction:

  • 15-year trading ban
  • 15-year director/officer ban
  • 15-year investor relations ban
  • 5 years of strict supervision of his activities as a Registrant (see Settlement/Order)

Supporting Documents:

Violation:

  • Failure to fulfill the duties and responsibilities of a director
  • Acting contrary to the public interest
  • Unregistered distribution
  • Unregistered trading

Ruling Body:

BCSC

Payment Agreed/Ordered:

$9,000 plus $6,000 in costs