DISCIPLINED PERSONS LIST
[Print]
| Name | Fenner, Richard |
|---|---|
| Date of Order or Settlement | February 22, 2001 |
| Banned Until | August 22, 2001 |
| Sanction |
6-month trading ban 6-month investor relations ban Banned from being officer/director until a course of study satisfactory to the Executive Director concerning the duties and responsibilities of directors and officers is completed An undertaking to present all investors with a copy of the Settlement and an offer of the right to a refund and to deliever a plan of rescission to Commission staff for approval |
| Payment Agreed / Ordered | $1,000 plus $1,000 in costs |
| Violation |
Unregistered distribution Prohibited representations |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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