Name Smith, Richard Albert James
Date of Order or Settlement March 29, 2004
Banned Until March 29, 2007

3-year trading ban with conditions

3-year director/officer ban with conditions

3-year investor relations ban

An undertaking to comply with the Securities Act and Securitie Rules

An undertaking not to apply for registration for 3 years from the date of the Order


Illegal distribution

Unregistered trading

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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