DISCIPLINED PERSONS LIST
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| Name | Stirrett, Dwight Allen |
|---|---|
| Date of Order or Settlement | December 7, 1999 |
| Sanction |
An undertaking to comply with the Securities Act, Securities Rules and all other applicable securities legislation An undertaking to successfully complete the Partners, Directors and Senior Officers Qualifying Examination, as offered by The Canadian Securities Institute, by December 31, 2000 |
| Payment Agreed / Ordered | $1,000 plus $500 in costs |
| Violation | Failure to deal honestly, fairly and in good faith with clients |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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