DISCIPLINED PERSONS LIST

Name Stirrett, Dwight Allen
Date of Order or Settlement December 7, 1999
Sanction

An undertaking to comply with the Securities Act, Securities Rules and all other applicable securities legislation

An undertaking to successfully complete the Partners, Directors and Senior Officers Qualifying Examination, as offered by The Canadian Securities Institute, by December 31, 2000

Payment Agreed / Ordered $1,000 plus $500 in costs
Violation Failure to deal honestly, fairly and in good faith with clients
Ruling Body BCSC
Supporting Documents Settlement/Order New window
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