DISCIPLINED PERSONS LIST
[Print]
| Name | Watt, Robert Alfred |
|---|---|
| Date of Order or Settlement | August 18, 1989 |
| Banned Until | August 18, 1989 |
| Sanction | 1-year director/officer ban (BCSC) |
| Payment Agreed / Ordered | $250 in costs |
| Violation | Failure to comply with the "Know Your Client" rules
Participation in unregistered advising |
| Ruling Body | BCSC, Ontario Securities Commission (OSC) |
| Supporting Documents |
Settlement/Order - August 18, 1989 
|
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