Disciplined List
Gill, Barry Sher
-
Date of Order or Settlement:
1997-10-22 -
Banned Until:
2022-10-22
Sanction:
- 25-year trading ban
- 25-year director/officer ban with conditions
- 25-year investor relations ban
Supporting Documents:
Violation:
- Operating a "boiler room"
- "Cold calling" residences to effect trades in securities
- Unregistered trading
- Unregistered advising
Ruling Body:
BCSCPayment Agreed/Ordered:
$50,000 plus $16,055.40 in costs