DISCIPLINED PERSONS LIST
[Print]
| Name | Gooder, Stephen Ross |
|---|---|
| Date of Order or Settlement | December 5, 1989 |
| Banned Until | March 6, 1990 |
| Sanction | 3-month suspension of registration as a mutual fund salesman |
| Violation | Actions contrary to the public interest (see Settlement/Order for details) |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order  |
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.