DISCIPLINED PERSONS LIST
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| Name | Heise-Steele, Sherry Lynne |
|---|---|
| Date of Order or Settlement | September 9, 1992 |
| Sanction | An undertaking to comply with the Securities Act, the Securities Regulation, and any applicable policies |
| Payment Agreed / Ordered | $1,000 |
| Violation | Acting as a mutual funds salesperson without registration |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
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