Disciplined List
Herar, Bhupinder Singh
-
Date of Order or Settlement:
2003-10-15 -
Banned Until:
2006-10-15
Sanction:
- 3-year director/officer ban
- An undertaking to comply fully with the Securities Act, the Securities Rules, and any applicable regulations, policies and guidelines
Supporting Documents:
Violation:
-
Failure to fulfill the duties and responsibilities of a director
Ruling Body:
BCSCPayment Agreed/Ordered:
$2,000 in costs