DISCIPLINED PERSONS LIST
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| Name | Hope, Graham Martin |
|---|---|
| Date of Order or Settlement | April 30, 2003 |
| Banned Until | April 30, 2008 |
| Sanction |
5-year compliance officer, branch manager, trading partner, director/officer ban with conditions An undertaking to comply with the provisions of the Securities Act and Securities Rules |
| Payment Agreed / Ordered | $8,000 plust $2,000 in costs |
| Violation | Acting contrary to the public interest by failing to properly supervise the sale of exempt products |
| Ruling Body | BCSC |
| Supporting Documents |
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