DISCIPLINED PERSONS LIST

Name Hope, Graham Martin
Date of Order or Settlement April 30, 2003
Banned Until April 30, 2008
Sanction

5-year compliance officer, branch manager, trading partner, director/officer ban with conditions

An undertaking to comply with the provisions of the Securities Act and Securities Rules

Payment Agreed / Ordered $8,000 plust $2,000 in costs
Violation Acting contrary to the public interest by failing to properly supervise the sale of exempt products
Ruling Body BCSC
Supporting Documents

Settlement/Order New window

News Release

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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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