DISCIPLINED PERSONS LIST

Name Hughes, Steven Peter aka Hughes, Stephen Peter
Date of Order or Settlement March 31, 2005
Date of Prior Decision or Settlement February 16, 1999
Sanction

Permanent trading ban (2005)

Permanent director/officer ban (2005)

Permanent investor relations ban (2005)

1-year trading ban with conditions (1999)

An undertaking to comply with the Securities Act and Securities Rules and all applicable regulations, policies and guidelines (1999)

Payment Agreed / Ordered

$250,000 plus costs (2005)

$3,000 plus $2,000 in costs (1999)

Violation

Unregistered trading (2003)

Unregistered distribution (2003)

Misrepresentations (2003)

Fraud (2003)

Acting contrary to the public interest (2003)

Unregistered distribution (1999)

Ruling Body BCSC
Supporting Documents

News Release - April 4, 2005

Decision/Order - March 31, 2005 New window

News Release - December 29, 2003

Decision - December 19, 2003 New window

Settlement/Order - February 16, 1999 New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.