DISCIPLINED PERSONS LIST
[Print]
| Name | Hughes, Steven Peter aka Hughes, Stephen Peter |
|---|---|
| Date of Order or Settlement | March 31, 2005 |
| Date of Prior Decision or Settlement | February 16, 1999 |
| Sanction |
Permanent trading ban (2005) Permanent director/officer ban (2005) Permanent investor relations ban (2005) 1-year trading ban with conditions (1999) An undertaking to comply with the Securities Act and Securities Rules and all applicable regulations, policies and guidelines (1999) |
| Payment Agreed / Ordered |
$250,000 plus costs (2005) $3,000 plus $2,000 in costs (1999) |
| Violation |
Unregistered trading (2003) Unregistered distribution (2003) Misrepresentations (2003) Fraud (2003) Acting contrary to the public interest (2003) Unregistered distribution (1999) |
| Ruling Body | BCSC |
| Supporting Documents |
Decision/Order - March 31, 2005 |
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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