DISCIPLINED PERSONS LIST

Name Jolly, Michael
Date of Order or Settlement October 18, 1993
Banned Until October 18, 1994
Sanction

1-year trading ban

1-year director/officer ban with conditions

Am undertaking to seek such professional counsel as may be reasonably necessary or take such other steps as may be reasonably required, to ensure that his future activities in the securities industry are in compliance with applicable securities legislation and policies

Violation Misrepresentations 
Ruling Body BCSC
Supporting Documents Settlement/Order New window
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