DISCIPLINED PERSONS LIST

Name Cramer, Grant Claude
Date of Order or Settlement November 19, 2004
Banned Until August 21, 2009
Sanction

8-year trading ban with conditions

8-year director/officer ban with conditions

8-year investor relations ban

An undertaking not to apply for registration under the Securities Act for 8 years

Payment Agreed / Ordered

Up to $15,000 of which $5,000 represents the costs of of the investigation (See Settlement/Order)

Violation

Illegal distribution

Failure to deal fairly, honestly and in good faith with clients

Failure to comply with Know Your Client and suitability rules

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.