DISCIPLINED PERSONS LIST

Name O'Connor, Paul Larry
Date of Order or Settlement March 31, 2005
Sanction

Permanent trading ban

Permanent denial of exemptions

Permanent director/officer ban

Permanent investor relations ban

Payment Agreed / Ordered

$200,000 plus $48,368.25 in costs

Violation

Fraud

Failure to deal honestly, fairly and in good faith with clients

Making unsuitable investment recommendations

Acting contrary to the public interest

Ruling Body BCSC
Supporting Documents

News Release

Decision/Order New window
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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