DISCIPLINED PERSONS LIST
[Print]
| Name | O'Connor, Paul Larry |
|---|---|
| Date of Order or Settlement | March 31, 2005 |
| Sanction |
Permanent trading ban Permanent denial of exemptions Permanent director/officer ban Permanent investor relations ban |
| Payment Agreed / Ordered |
$200,000 plus $48,368.25 in costs |
| Violation |
Fraud Failure to deal honestly, fairly and in good faith with clients Making unsuitable investment recommendations Acting contrary to the public interest |
| Ruling Body | BCSC |
| Supporting Documents |
Decision/Order 
|
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