Disciplined List
Heredia, David Scott
-
Date of Order or Settlement:
2005-09-29
Sanction:
- Permanent trading ban
- Permanent director/officer ban
- Permanent investor relations ban
Supporting Documents:
Violation:
- Acting contrary to the public interest by manipulating the market (BCSC)
- Conspiracy to commit securities fraud and wire fraud and to fraud in the purchase and sale of H & R securities (Courts)
Ruling Body:
BCSC, US CourtsPayment Agreed/Ordered:
$58,894.30 in costs