DISCIPLINED PERSONS LIST
[Print]
| Name | Heredia, David Scott |
|---|---|
| Date of Order or Settlement | September 29, 2005 |
| Sanction |
Permanent trading ban Permanent director/officer ban Permanent investor relations ban |
| Payment Agreed / Ordered |
$58,894.30 in costs |
| Violation |
Acting contrary to the public interest by manipulating the market (BCSC) Conspiracy to commit securities fraud and wire fraud and to fraud in the purchase and sale of H & R securities (Courts) |
| Ruling Body | BCSC, US Courts |
| Supporting Documents |
Decision - Costs - November 30, 2005 |
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.