DISCIPLINED PERSONS LIST

Name Heredia, David Scott
Date of Order or Settlement September 29, 2005
Sanction

Permanent trading ban

Permanent director/officer ban

Permanent investor relations ban

Payment Agreed / Ordered

$58,894.30 in costs

Violation

Acting contrary to the public interest by manipulating the market (BCSC)

Conspiracy to commit securities fraud and wire fraud and to fraud in the purchase and sale of H & R securities (Courts)

Ruling Body BCSC, US Courts
Supporting Documents

Decision - Costs - November 30, 2005 New window

News Release - October 3, 2005

Decision/Order - September 29, 2005 New window

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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.