Disciplined List
Halisky, Darryl Wayne
-
Date of Order or Settlement:
2006-07-24 -
Banned Until:
2011-07-24
Sanction:
- 5-year trading ban with conditions
- 5-year director/officer ban
- 5-year investor relations ban
- An order to comply fully with the Securities Act, the Securities Rules and any applicable regulations
Supporting Documents:
Violation:
- Operating nominee accounts to purchase more than the permitted amount of shares in an Initial Public Offering
- Failure to file insider reports
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$8,000