DISCIPLINED PERSONS LIST

Name Fiessel, Mervin George
Date of Order or Settlement October 26, 2006
Sanction

Permanent trading ban with conditions

Permanent director/officer ban

Permanent investor relations ban

An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations

Payment Agreed / Ordered

$144,445 (BCSC)

USD $147,486.60 plus pre-judgment interest in disgorgement of profits to US Securities and Exchange Commission

Violation

Misrepresentations

Unregistered trading

Illegal distribution

Violations that involve fraud or deliberate or reckless disregard of a regulatory requirement in the United States; and that result in substantial losses or create a significant risk of substantial losses to others, or result in substantial gain to the person who committed the violation, contrary to the public interest in British Columbia

Ruling Body BCSC
Supporting Documents

News Release

Settlement/Order New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.