DISCIPLINED PERSONS LIST
[Print]
| Name | Grafke, Ernest Reed |
|---|---|
| Date of Order or Settlement | January 29, 2007 |
| Banned Until | January 29, 2022 |
| Sanction |
15-year trading ban 15-year director officer ban 15-year investor relations ban An order to comply fully with the Securities Act, Securities Rules and any applicable regulations, policies and guidelines |
| Payment Agreed / Ordered | $500,000 (for restitution to the victims via the Civil Forfeiture Office) |
| Violation |
Illegal distributioin Unregistered activity |
| Ruling Body | BCSC |
| Supporting Documents |
Settlement/Order 
|
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