DISCIPLINED PERSONS LIST

Name Grafke, Ernest Reed
Date of Order or Settlement January 29, 2007
Banned Until January 29, 2022
Sanction

15-year trading ban

15-year director officer ban

15-year investor relations ban

An order to comply fully with the Securities Act, Securities Rules and any applicable regulations, policies and guidelines

Payment Agreed / Ordered $500,000 (for restitution to the victims via the Civil Forfeiture Office)
Violation

Illegal distributioin

Unregistered activity

Ruling Body BCSC
Supporting Documents

News Release 

Settlement/Order New window
Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.