DISCIPLINED PERSONS LIST

Name Kearl, Richard George
Date of Order or Settlement October 22, 2008
Date of Prior Decision or Settlement 2008-06-10
Banned Until January 25, 2023
Sanction

15-year trading ban with conditions (June 10, 2008) (BCSC)

15-year Director/officer ban with conditions (June 10, 2008) (BCSC)

15-year ban from becoming or acting as a registrant, investment fund manager or promoter (June 10, 2008) (BCSC)

15-year ban from acting in a management or consultative capacity in connection with activities in the securities market (June 10, 2008) (BCSC)

15-year investor relations ban (June 10, 2008) (BCSC)

2-year trading ban with conditions (October 22, 2008) (BCSC)

Violation

Unregistered trading  (August 13, 2008) (ASC)

Illegal distribution (August 13, 2008) (ASC)

Acting contrary to the public interest (August 13, 2008) (ASC)

Unregistered trading (January 25, 2008) (ASC)

Misrepresentations (January 25, 2008) (ASC)

Acting contrary to the public interest (January 25, 2008) (ASC)

Ruling Body BCSC, Alberta Securities Commission (ASC)
Supporting Documents

News Release - November 3, 2008

Reciprocal Order - October 22, 2008 New window

News Release - June 20, 2008

Decision/Order - June 10, 2008 New window

Disclaimer:
This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
Please forward any questions or reports of errors and omissions to inquiries@bcsc.bc.ca.