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Disciplined List

Jung, Henry

  • Date of Order or Settlement:

    2009-01-19
  • Banned Until:

    2024-01-18

Sanction:

  • 15-year trading ban with conditions
  • 15-year director/officer ban with conditions
  • 15-year ban from becoming or acting as a registrant, investment fund manager or promoter
  • 15-year ban from acting in a managing or consultative capacity in connection with activities in the securities market
  • 15-year investor relations ban

Supporting Documents:

Violation:

  • Illegal trading
  • Illegal distribution
  • Failure to file insider reports

Ruling Body:

BCSC

Payment Agreed/Ordered:

$70,000