DISCIPLINED PERSONS LIST
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| Name | Sinclair, Matthew Scott |
|---|---|
| Date of Order or Settlement | January 25, 2010 |
| Sanction |
10-year trading ban with conditions (BCSC) 10-year denial of exemptions (BCSC) 10-year director/officer ban with conditions (BCSC) Permanent ban from becoming or acting as a director or officer of a registrant (BCSC) Permanent ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC) |
| Payment Agreed / Ordered | $15,000 in costs (OSC) |
| Violation |
Illegal distribution (OSC) Breach of cease trade orders (OSC) Acting contrary to the public interest (OSC) |
| Ruling Body | BCSC, Ontario Securities Commission (OSC) |
| Supporting Documents |
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