DISCIPLINED PERSONS LIST
[Print]
| Name | Beattie, William Dorn |
|---|---|
| Date of Order or Settlement | June 23, 2010 |
| Banned Until | June 23, 2015 |
| Sanction |
5-year trading ban with conditions 5-year director/officer ban with conditions 5-year ban from acting in a managing or consultative capacity in connection with activities in the securities market with conditions 5-year investor relations ban with conditions |
| Payment Agreed / Ordered | $50,000 |
| Violation |
Illegal distribution Misrepresentations Filing false or misleading information Breaching a cease trade order |
| Ruling Body | BCSC |
| Supporting Documents |
Variation Order - March 9, 2011
|
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This information is presented as a plain language summary of information found in publicly available documents. The supporting documents should be reviewed for the full conditions and context of all Commission decisions, orders and sanctions.
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