Disciplined List
Busby, Donald Wayne
-
Date of Order or Settlement:
2004-03-19 -
Banned Until:
2008-03-19
Sanction:
- 4-year trading ban with conditions
- 4-year director/officer ban with conditions
- 4-year investor relations ban
Supporting Documents:
Violation:
- Insider trading
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$80,000 plus $5,000 in costs