Enforcement

Disciplined List

Bachra, Gagan Deep

Date of Order or Settlement:

2019-10-18
Banned Until:

2021-10-18

Sanction:

2-year ban from purchasing and trading in securities (with conditions)
2-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision
2-year director/officer ban
2-year ban from becoming or acting as a registrant or promoter
2-year ban from acting in a management or consultative capacity in connection with activities in the securities market
2-year investor relations ban
An undertaking to complete a course of study on the duties and responsibilities of corporate officers and directors that is acceptable to the Executive Director

Supporting Documents:

Violation:

Illegal distribution

Ruling Body:

BCSC

Payment Agreed/Ordered:

$7,500