Exchanges

The British Columbia Securities Commission has the statutory power to recognize exchanges, allowing them to operate and setting out the terms and conditions under which they are regulated.

TSX Venture Exchange (TSXV)

Document  Published
TSX Venture Exchange Inc. Revocation Order
2017-11-30
TSX Venture Exchange Inc. Recognition Order, Effective August 10, 2012, see BCN 2012/19
2012-07-11
2011/07 Securities regulators release results of 2010 TSX Venture Exchange oversight reviews
2011-01-31
TSX Venture Oversight Review
2010-10-29
BCSC release review of TSX Venture exchange
2006-10-31
Letter to TSX Venture Closing Audit
2006-10-19
TSX Venture Audit Response Follow-up
2006-10-18
TSX Venture Audit Response
2006-07-27
TSX Venture Oversight Report
2006-07-07
TSX Venture Exchange Inc. Variation Order
2008-06-01
TSX Venture Exchange Inc. (TSXV) Insider Trading Marker Order
2006-09-08
TSX Venture Exchange Inc. Recognition Order
2005-08-12

TSXV Rule Review

Document Published
Request for Comments - Notice of Proposed Amendments to TSX Venture Exchange Inc.
2015-05-21
Request for Comments - Trading Rule Amendments to Eliminate the Anti-Scooping Rule
2011-09-30
Request for Comments – Amendments to TSX Venture Exchange Rules Regarding Prioritization of Non-Displayed Orders (Dark Orders) that have a Minimum Quantity Condition
2011-07-08
Request for Comments - Amendments to the TSX Venture Exchange Rule Book to Introduce the Market on Close Facility and the Extended Trading Session on the TSX Venture Exchange
2011-06-10
Request for Comments – Amendments to TSX Venture Exchange rules to allow trading of securities listed on other Canadian Exchanges
2011-05-20
Request For Comments: Amendments to the TSX Venture Exchange Rule Book to Change Opening Allocation Methodology and Odd Lot Trading
2007-11-13

TSXV Applications

Document Published 
BCN 2012/19 - Effective date of TSX Venture Exchange Recognition Order
2012-08-10
BCN 2012/17 - Notice of Commission Recognition Orders for TSX Venture Exchange the Canadian Depository for Securities Limited and Related Instruments [BCN]
2012-07-11
 BCN 2012/11 - Second Notice and Request for Comment Maple Group Acquisition Corporation Proposed Acquisition of TSX Venture Exchange Inc.
Comments Received
2012-05-24
BCN 2011/27 - Joint ASC/BCSC Notice and Request for Comment - Application by Maple Group Acquisition Corporation to the Alberta Securities Commission and the British Columbia Securities Commission Requesting New Recognition Orders for the TSX Venture Exchange Inc. and to the Alberta Securities Commission Requesting New Recognition Orders for the Natural Gas Exchange Inc.
2011-10-07
Withdrawal of Application: TMX Group Inc. - Proposed Merger with London Stock Exchange Group PLC
2011-06-30
BCN 2011/10 - Publication for Comment – Amendments to TSX Venture Exchange Inc.’s Recognition Order Resulting from Proposed Merger of TMX Group Inc. and LSE Group PLC
2011-05-13
TMX Group Inc. - Proposed Merger with London Stock Exchange Group PLC
2011-05-13

Canadian Securities Exchange (CSE)

Document Published 
CNSX Markets Inc.Recognition Order
2019-04-26
CNSX Markets Inc. Revocation Order
2019-04-26

CSE Rule Review

Document
Published 
Canadian Securities Exchange - Notice of Housekeeping Rule Amendment - Housekeeping Amendment to Form 1A
2020-03-12
Canadian Securities Exchange - Notice of Approval - System Functionality – Closing Price Session Enhancements
2020-02-21
Canadian Securities Exchange Significant Change Subject to Public Comment Amendments to Trading System Functionality & Features - Notice and Request for Comment
2019-12-05
Canadian Securities Exchange Notice of Approval System Functionality – Closing Price Session
2019-10-21
Canadian Securities Exchange Significant Change Subject to Public Comment Amendments to Trading System Functionality & Features - Notice and Request for Comment
2019-08-08

Exempt Exchanges

Document
 Published 
ICE Bonds Securities Corporation Decision
2020-06-19
Bloomberg SEF LLC Exemption Order
2019-10-03
Nasdaq CXC Limited Decision
2019-08-09
TSX Venture Exchange Inc. Exemption Order
2019-03-18
Ensoleillement Inc. (“CXCH”) and Nasdaq CXC Limited (“Nasdaq Canada”) Decision
2018-02-22
CHI-X Canada ATS Limited Revocation Order
2018-02-22
The NASDAQ Stock Market, Inc. and NASDAQ Canada Inc. Revocation Order
2018-02-22
Thomson Reuters (SEF) LLC Exemption Order
2017-12-04
Norexeco ASA
2017-10-04
Perimeter Markets Inc.
2016-02-26
Aequitas Innovations Inc. (Aequitas) and Aequitas Neo Exchange Inc. (Aequitas Neo Exchange) Exemption Order
2014-12-17
CHI-X Canada ATS Limited Decision
2014-11-26
Alpha Exchange Inc. and Alpha Trading Systems L.P. Variation Order
2013-06-11
Alpha Exchange Inc. and Alpha Trading Systems L.P. Exemption Order
2012-03-03
TSX Inc. Exemption from Recognition Order
2002-09-03
NASDAQ Exemption Order
2003-11-12