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Exchanges

The BC Securities Commission has the statutory power to recognize exchanges, allowing them to operate and setting out the terms and conditions under which they are regulated.

TSX Venture Exchange (TSXV)

Document  Published
TSX Venture Exchange Inc. - CPC Operating Agreement 2021-01-01
TSX Venture Exchange Inc. Revocation Order
2017-11-30
TSX Venture Exchange Inc. Recognition Order, Effective August 10, 2012, see BCN 2012/19
2012-07-11
2011/07 Securities regulators release results of 2010 TSX Venture Exchange oversight reviews
2011-01-31
TSX Venture Oversight Review
2010-10-29
BCSC release review of TSX Venture exchange
2006-10-31
Letter to TSX Venture Closing Audit
2006-10-19
TSX Venture Audit Response Follow-up
2006-10-18
TSX Venture Audit Response
2006-07-27
TSX Venture Oversight Report
2006-07-07
TSX Venture Exchange Inc. Variation Order
2008-06-01
TSX Venture Exchange Inc. (TSXV) Insider Trading Marker Order
2006-09-08
TSX Venture Exchange Inc. Recognition Order
2005-08-12

TSXV Rule Review

Document Published
Request for Comments - Proposed Change to TSX and TSX Venture Wealth Client Fee Cap Program for Regulatory Approval - TSX Inc. and TSX Venture Exchange Inc.  2024-10-02
Request for Comments - Proposed Increases to Certain Market Data Products for Regulatory Approval - TSX Inc., Alpha Exchange Inc. and TSX Venture Exchange Inc. 2024-09-20
Request for Comments - Notice of Proposed Amendments to TSX Venture Exchange Inc.  2024-08-08
Self-Trade Management - Notice of Approval - TSX Venture Exchange Inc.   2024-08-07
Minimum Price Improvement Peg - Notice of Approval - TSX Venture Exchange Inc. 2024-07-16
Request for Comments - Notice of Proposed Amendments to TSX Venture Exchange Inc. 2024-06-06
Request for Comments - Notice of Proposed Amendments to TSX Venture Exchange Inc. 2024-05-16
Request for Comments - Notice of Proposed Amendments to TSX Venture Exchange Inc.
2015-05-21
Request for Comments - Trading Rule Amendments to Eliminate the Anti-Scooping Rule
2011-09-30
Request for Comments – Amendments to TSX Venture Exchange Rules Regarding Prioritization of Non-Displayed Orders (Dark Orders) that have a Minimum Quantity Condition
2011-07-08
Request for Comments - Amendments to the TSX Venture Exchange Rule Book to Introduce the Market on Close Facility and the Extended Trading Session on the TSX Venture Exchange
2011-06-10
Request for Comments – Amendments to TSX Venture Exchange rules to allow trading of securities listed on other Canadian Exchanges
2011-05-20
Request For Comments: Amendments to the TSX Venture Exchange Rule Book to Change Opening Allocation Methodology and Odd Lot Trading
2007-11-13

TSXV Applications

Document Published 
BCN 2012/19 - Effective date of TSX Venture Exchange Recognition Order
2012-08-10
BCN 2012/17 - Notice of Commission Recognition Orders for TSX Venture Exchange the Canadian Depository for Securities Limited and Related Instruments [BCN]
2012-07-11
 BCN 2012/11 - Second Notice and Request for Comment Maple Group Acquisition Corporation Proposed Acquisition of TSX Venture Exchange Inc.
Comments Received
2012-05-24
BCN 2011/27 - Joint ASC/BCSC Notice and Request for Comment - Application by Maple Group Acquisition Corporation to the Alberta Securities Commission and the BC Securities Commission Requesting New Recognition Orders for the TSX Venture Exchange Inc. and to the Alberta Securities Commission Requesting New Recognition Orders for the Natural Gas Exchange Inc.
2011-10-07
Withdrawal of Application: TMX Group Inc. - Proposed Merger with London Stock Exchange Group PLC
2011-06-30
BCN 2011/10 - Publication for Comment – Amendments to TSX Venture Exchange Inc.’s Recognition Order Resulting from Proposed Merger of TMX Group Inc. and LSE Group PLC
2011-05-13
TMX Group Inc. - Proposed Merger with London Stock Exchange Group PLC
2011-05-13

Canadian Securities Exchange (CSE)

Document Published 
Canadian Securities Exchange (CSE) Variation Order   2024-07-18
Canadian Securities Exchange (CSE) Recognition Order   2024-07-18
Canadian Securities Exchange (CSE) Variation Order

2023-06-01

Canadian Securities Exchange (CSE) Recognition Order
2023-06-01
CNSX Markets Inc.Recognition Order
2019-04-26
CNSX Markets Inc. Revocation Order
2019-04-26

CSE Rule Review

Document
Published 
Canadian Securities Exchange - Significant Change Subject to Public Comment - Introduction of CSE Market-on-Close - Notice of Approval 2024-08-01
Canadian Securities Exchange - Significant Change Subject to Public Comment - Introduction of CSE Market-on-Close - Notice and Request for Comments 2024-05-02
Canadian Securities Exchange - Notice of Housekeeping Rule Amendments to CSE Trading Rule 5
2024-05-02
Canadian Securities Exchange - Notice of Housekeeping Rule Amendments to CSE Listing Policies & Procedures 2024-05-02
Canadian Securities Exchange - Notice of Housekeeping Rule Amendments - Housekeeping Amendments to CSE Listing Policies & Procedures 2024-01-25
Canadian Securities Exchange - Notice of Approval - Form 2A Listing Statement
2023-05-18
Canadian Securities Exchange - Notice of Approval - Amendments to CSE Trading Rule 4 2023-04-27
Canadian Securities Exchange - Summary of Comments and Notice of Approval - Amendments to CSE Listing Policies 2023-03-30
Canadian Securities Exchange - Proposed Amendments to CSE Form 2A Listing Statement - Notice and Request for Comments
2023-03-02
Canadian Securities Exchange - Notice of Housekeeping Rule Amendments - Housekeeping Amendments to CSE Trading Rule 4 2023-02-23
Canadian Securities Exchange - Notice of Housekeeping Rule Amendments - Housekeeping Amendments to CSE Trading Rule 4 2023-02-16
Canadian Securities Exchange - Significant Change Subject to Public Comment - Public Interest Rule Amendment and Significant Change - Notice and Request for Comments 2023-02-16
Canadian Securities Exchange - Notice of Approval - System Functionality – Second Trading Book - CSE2 2022-09-01
Canadian Securities Exchange - Notice of Withdrawal of Proposed Amendment to Trading Fees
2022-08-25
Canadian Securities Exchange - Significant Change Subject to Public Comment - Amendments to Trading System Functionality & Features - Notice and Request for Comment 2022-03-03
Canadian Securities Exchange - CNSX Markets Inc. - Proposed Fee Model for TSX and TSXV Listed Securities Trading on the Canadian Securities Exchange - Notice of Proposed Change and Request for Comment 2021-12-09
Canadian Securities Exchange - Significant Change Subject to Public Comment - Amendment to Trading Fees - Notice and Request for Comment 2021-12-09
Canadian Securities Exchange - Public Interest Rule Amendment - CSE Policies - Notice and Request for Comments 2021-12-09
Canadian Securities Exchange - Notice of BCSC approval of proposed amendments to CSE trading system functionality and features 2021-04-15
Canadian Securities Exchange Significant Change Subject to Public Comment Amendments to Trading System Functionality & Features - Notice and Request for Comment 2020-12-10
Canadian Securities Exchange Significant Change Subject to Public Comment Amendments to Trading System Functionality & Features - Notice and Request for Comment 2020-12-10
Canadian Securities Exchange – Notice of Approval – System Functionality – Regular Hours Only Option
2020-10-15

Canadian Securities Exchange - Significant Change Subject to Public Comment Amendments to Trading System Functionality & Features - Notice and Request for Comment

2020-08-20
Canadian Securities Exchange - Notice of Housekeeping Rule Amendment - Housekeeping Amendment to Form 1A
2020-03-12
Canadian Securities Exchange - Notice of Approval - System Functionality – Closing Price Session Enhancements
2020-02-21
Canadian Securities Exchange Significant Change Subject to Public Comment Amendments to Trading System Functionality & Features - Notice and Request for Comment
2019-12-05
Canadian Securities Exchange Notice of Approval System Functionality – Closing Price Session
2019-10-21
Canadian Securities Exchange Significant Change Subject to Public Comment Amendments to Trading System Functionality & Features - Notice and Request for Comment
2019-08-08

Exempt Exchanges

Document
 Published 
Refinitiv Transaction Services Limited - Exemption Order
2024-03-13
Refinitiv Transaction Services Pte. Ltd. - Exemption Order
2024-03-13
ICE NGX Canada Inc. - Exemption Order
2023-12-13
Cboe Canada Inc. - Decision
2023-12-13
Bloomberg Tradebook Singapore Pte Ltd. - Exemption Order
2023-04-12
Fidelity Digital Asset Services, LLC - Decision
2023-01-17
ICE Bonds Securities Corporation - Decision
2022-10-21
Coinsquare Capital Markets Ltd. - Decision
2022-10-07
Aequitas Innovations Inc and Neo Exchange Inc Exemptive Order in Multiple Jurisdictions 2022-08-11
Aequitas Innovations Inc and Neo Exchange Inc Exemptive Order in Multiple Jurisdictions
2021-04-22
Aequitas Innovations Inc and Neo Exchange Inc Revocation Order
2021-04-22
ICE Bonds Securities Corporation Decision
2020-06-19
Bloomberg SEF LLC Exemption Order
2019-10-03
Nasdaq CXC Limited Decision
2019-08-09
TSX Venture Exchange Inc. Exemption Order
2019-03-18
Ensoleillement Inc. (“CXCH”) and Nasdaq CXC Limited (“Nasdaq Canada”) Decision
2018-02-22
CHI-X Canada ATS Limited Revocation Order
2018-02-22
The NASDAQ Stock Market, Inc. and NASDAQ Canada Inc. Revocation Order
2018-02-22
Thomson Reuters (SEF) LLC Exemption Order
2017-12-04
Norexeco ASA
2017-10-04
Perimeter Markets Inc.
2016-02-26
Aequitas Innovations Inc. (Aequitas) and Aequitas Neo Exchange Inc. (Aequitas Neo Exchange) Exemption Order
2014-12-17
CHI-X Canada ATS Limited Decision
2014-11-26
Alpha Exchange Inc. and Alpha Trading Systems L.P. Variation Order
2013-06-11
Alpha Exchange Inc. and Alpha Trading Systems L.P. Exemption Order
2012-03-03
TSX Inc. Exemption from Recognition Order
2002-09-03
NASDAQ Exemption Order
2003-11-12