Disciplined List
Cho, Won Sang Shen (aka Cho, Craig)
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Date of Order or Settlement:
2013-10-22
Sanction:
- Permanent trading ban
- Permanent director/officer ban
- Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
- Permanent investor relations ban
Supporting Documents:
Violation:
- Fraud
- Misrepresentations
- llegal distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$20,569 plus an administrative penalty of $200,000