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Weekly Reports

Updates for the week ending December 22, 2000

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies & Instruments

  • BC NOTICE 2000/58- Adoption of National Instrument 35-101 Conditional Exemption from Registration for United States Broker-Dealers and Agents and Related Documents
    • 35-101- Conditional Exemption From Registration For United States Broker-Dealers and Agents
    • 35-101F1- Form Of Submission To Jurisdiction and Appointment Of Agent For Service Of Process By Broker-Dealer
    • 35-101F2- Form Of Submission To Jurisdiction and Appointment Of Agent For Service Of Process By Agents Of The Broker-Dealer
    • 35-101CP- Conditional Exemption From Registration For United States Broker-Dealers and Agent
     
  • BC NOTICE 2000/59- Adoption of National Instrument 41-101 Prospectus Disclosure Requirements and Rescission of National Policy Nos. 12, 13, 32 and 35
    • 41-101- Prospectus Disclosure Requirements
     
  • BC NOTICE 2000/60- Adoption of National Instrument 44-101 Short Form Prospectus Distributions and Related Documents and Rescission of National Policy No. 47
    • 44-101- Short Form Prospectus Distributions
    • 44-101F1- AIF
    • 44-101F2- MD&A
    • 44-101F3- Short Form Prospectus
    • 44-101CP- Short Form Prospectus Distributions
    • 44-801- Implementing National Instrument 44-101 Short Form Prospectus Distributions
     
  • BC NOTICE 2000/61- Adoption of National Instrument 44-102 Shelf Distributions and Related Documents and Rescission of National Policy No. 44
    • 44-102- Shelf Distributions
    • 44-102CP- Shelf Distributions
    • 44-802- Implementing National Instrument 44-102 Shelf Distributions
     
  • BC NOTICE 2000/62- Adoption of National Instrument 44-103 Post-Receipt Pricing and Related Documents and Rescission of National Policy No. 44
    • 44-103- Post-Receipt Pricing
    • 44-103CP- Post-Receipt Pricing
    • 44-803- Implementing National Instrument 44-103 Post-Receipt Pricing
     
  • BC NOTICE 2000/63 - BC Instrument 11-502 Voluntary Surrender of Reporting Issuer Status
    • 11-502- Voluntary Surrender of Reporting Issuer Status Order Under Section 88 of the Securities Act
    • 11-502CP- Voluntary Surrender Of Reporting Issuer Status
     
  • BC NOTICE 2000/64 - Conditions of Registration on Limited Dealers
    • 31-701- Advising under the Securities Act
    • 33-701- Trading by Limited Dealers under Registration and Prospectus Exemptions
     
  • BC NOTICE 2000/65 - Fully Managed Accounts and Trades to Trust Companies, Insurers and Portfolio Managers outside British Columbia
    • 45-504- Trades to Trust Companies, Insurers and Portfolio Managers outside British Columbia
    • 45-701- Meaning of "Fully Managed" Accounts
     
  • BC NOTICE 2000/66 - BC Instrument 45-505 Alternative Reporting Requirements for Exempt Distributions of Securities of Eligible Pooled Funds
    • 45-505- Alternative Reporting Requirements For Exempt Distributions Of Securities Of Eligible Pooled Funds
    • 45-505F1- Notice Of Intention To Rely On BC Instrument 45-505
    • 45-505F2- Report Of Exempt Distribution
     
  • BC NOTICE 2000/67 - BC Form 51-901F Quarterly and Year End Report (Previously Form 61) and BCIN#52-701 Accounting for Business Combinations and Corporate Reorganizations (Previously NIN#91/21)
    • 51-901F- QUARTERLY AND YEAR END REPORT
    • 52-701- Accounting for Business Combinations and Corporate Reorganizations
     
  • BC NOTICE 2000/68 - BC Instrument 45-506 In the Matter of the System for Shorter Hold Periods with an Annual Information Form
    • 45-506- In The Matter Of The System For Shorter Hold Periods With An Annual Information Form
     

News & Events

  • News Release #54 - Surrey and Coquitlam investors warned to be wary of PEP investment

Decisions, Settlements, Hearings, and Temporary Orders

Cease Trade Orders & Revocations

Search for cease trade orders and revocations using Market Regulation Services National CTO database (link no longer operational).

Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders

Exemptions and MRRS Orders