Weekly Reports
Updates for the week ending June 22, 2001
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
- BC Notice 2001/44 - Continuous Disclosure Obligations for CDNX Companies
- BC
Notice 2001/45 - Streamlining
- 52-505- Exemption from the Requirement to Send Interim Financial Statements and Quarterly Reports to Security Holders of a Reporting Issuer
- 52-506- Exemption for Finance Issuers from the Requirement to File Report
- 54-701- National Policy Statement 41 Shareholder Communication - Removal of Exemption
- 81-505- First Renewal Prospectuses Filed by Mutual Funds Under National Policy Statement 36 Mutual Funds - Simplified Prospectus Disclosure System
- BC Notice 2001/46 - Proposed Universal Market Integrity Rules of TSE RS and CDNX
- BC Notice 2001/47 - Republication for Comment of MI 33-105 Underwriting Conflicts and Related Documents
News & Events
- News Release #25 - Commissions hold hearings to consider settlement agreement
- News Release #26 - U.S. online brokers agree to abide by Canadian rules
- News Release #27 - Commission forgoes sanctions against Vancouver brokers Rachfall and Patterson
Decisions, Settlements, Hearings, and Temporary Orders
- Edward John Carter and Carl L. Lazzell - Adjournment of Hearing
- LMX Resources, et al - Notice of Hearing
- Dirk Alan Rachfall and Michael Kevin Patterson - Decision
- Ameritrade, Inc. - Settlement Agreement & Order Under Section 161
- Datek Online Brokerage Services LLC. - Settlement Agreement & Order Under Section 161
- TD Waterhouse Investor Services, Inc. - Settlement Agreement
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database (link no longer operational).
- Silverstone Resources Ltd. - Variation Order under Section 171
- Anthony Keith Yeats - Revocation Order under Section 171
- Cepeda Minerals Inc. - Cease Trade Order under Section 164
- Rhona Online.com Inc. - Cease Trade Order under Section 164
- Nortech Geomatics International Inc. - Cease Trade Order under Section 164
- Kast Telecom Europe S.A. - Cease Trade Order under Section 164
- Independent Growth Finders Inc. - Cease Trade Order under Section 164
- Valdor Fiber Optics Inc. - Cease Trade Order under Section 164
- Martyn Element - Revocation Order Under Section 171
- United America eHealth Technologies Inc. - Cease Trade Order Under Section 164
- The Song Corporation - Cease Trade Order Under Section 164
- Solana Petroleum Corp. - Cease Trade Order Under Section 164
- Smartcardesolutions.Com Ltd. - Cease Trade Order Under Section 164
- Regal Consolidated Ventures Limited - Cease Trade Order Under Section 164
- Analytical Software Inc. - Cease Trade Order Under Section 164
- B.G.M. Diversified Energy Inc. - Cease Trade Order Under Section 164
- Kingscross Communities Incorporated - Cease Trade Order Under Section 164
- Genstar Capital Corporation - Cease Trade Order Under Section 164
- M.L. Cass Petroleum Corporation - Variation Order under Section 171
Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- RBC Dominion Securities Inc., et al - MRRS
- Merrill Lynch Financial Assets Inc., et al - MRRS
- Delaney Energy Services Corporation - MRRS
- Elliot & Page Limited - MRRS
- SPX Corportation, et al - MRRS
- RBC Dominion Securities Inc., et al - MRRS
- Aramark Corporation - MRRS
- Canadian Hotel Income Properties Real Estate Investment Trust, et. al. - Exemption Order Under Sections 48 and 76
- Bonterra Energy Corp., et al - Exemption Order under Sections 1(1), 48 and 76
- AT&T Corp. - MRRS
- Gold Summit Mines Ltd. - MRRS