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Weekly Reports

Updates for the week ending February 22, 2002

The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.

Policies & Instruments

 

  • BC Notice 2002/12 - New Concepts for Securities Regulation

    This BCN announces that the Commission is publishing for comment its concept paper New Concepts for Securities Regulation. The paper identifies existing rules that impose major regulatory burdens but that may not protect investors and markets as effectively as in the past. The paper also identifies areas where new rules may make sense.

    The concepts in the paper are ideas for discussion, not proposals. The six main concepts are:

    • Continuous Market Access System
    • A Simpler Registration System
    • A Better Mutual Funds Regime
    • Trade Disclosure
    • New Enforcement and Public Interest Powers
    • New Civil Remedies for Investors

    We invite you to write us about the concept paper. We will consider everything received by April 22, 2002. We will also conduct consultation sessions and focus groups with market participants across the country.

 

News & Events

 

 

Decisions, Settlements, Hearings, and Temporary Orders

 

Cease Trade Orders & Revocations
Search for cease trade orders and revocations using  Market Regulation Services National CTO database (link no longer operational).

 

 

Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders