Weekly Reports
Updates for the week ending November 26, 2004
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies & Instruments
- BC Notice 2004/44 - Membership in the Securities Policy Advisory Committee
The Commission's Securities Policy Advisory Committee is seeking expressions of interest from interested British Columbia market participants. SPAC is looking for five new members for a term expiring on March 31, 2008, renewable for another three years. SPAC is a volunteer committee that provides advice on administrative, regulatory and legislative matters affecting the securities industry in the Province. If you are interested, please forward your resume to the attention of the Chair of SPAC by December 24, 2004.
- BC Notice 2004/45 - CSA Notice and Request for Comments Proposed Amendments to Multilateral Instrument 52-109 Certification of Disclosure in Issuers Annual and Interim Filings and Companion Policy 52-109CP
The proposed amendments will give issuers more time before they are required to provide the full certificates under MI 52-109. This instrument is not in effect in BC so this is notification only for the benefit of BC issuers that are reporting in other provinces.
- BC Notice 2004/46 - Advance Notice of Amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and Companion Policy 54-101CP
In the advance notice, the Canadian Securities Administrators announce the expected implementation of amendments to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer, and its related companion policy, effective February 9, 2005.
News & Events
- News Release 2004/47 - Commission releases reasons for overturning IDA decision
Decisions, Settlements, Hearings, and Temporary Orders
- Paul Robert Maudsley, et al. - Notice of Hearing
- Global Securities Corporation, et al. - Notice of Hearing
- Carolann Steinhoff, et al. - Reasons for Decision
Cease Trade Orders & Revocations
Search for cease trade orders and revocations using Market Regulation Services National CTO database
- Trade Wind Communications Limited, Frank Favretto, Peter Hawkins, David Colvin, and Neville Zammit - Cease Trade Order under Section 164
- Rtica Corporation - Revocation Order under Section 164
- Command Post and Transfer Corporation - Revocation Order under Section 164
- Macarthur Diamonds Limited - Revocation Order under Section 164
- Esstra Industries Inc. - Revocation Order under Section 164
Exemptions and MRRS Orders
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders
- Qwest Energy 2004 Flow-Through Limited Partnership - MRRS
- TD Waterhouse Private Investment Counsel Inc. - MRRS
- TD Asset Management Inc. - MRRS
- TD Investment Management Inc., et al. - MRRS
- Growth Works Access Fund Limited Partnership - Exemption Order under Sections 45 and 74
- Quantum Financial Service (Canada) Ltd. - Exemption Order under Section 48