Weekly Reports

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Policies & Instruments

• BC Notice 2005/35 - Amendments to BCI 81-801 and BCI 51-801
  • BCI 51-801Implementing National Instrument 51-102 Continuous Disclosure Obligations
  • BCI 81-801Implementing Investment Fund Continuous Disclosure

This notice announces revisions to two BC Instrument 81-801 Implement National Instrument 81-106 Investment Fund Continuous Disclosure and to BC Instrument 51-801 Implementing National Instrument 51-102 Continuous Disclosure Obligations and 52-107 Acceptable Accounting Principles, Auditing Standards and Reporting Currency.

• BC Notice 2005/36 - Canadian Trading and Quotation System Inc.

  The Commission has exempted Canadian Trading and Quotation System Inc. from the requirement to be recognized as an exchange in BC.

• BC Notice 2005/37 - Advance Notice of National Instrument 45-106 Prospectus and Registration Exemptions [BCN]
  • NI 45-106 Prospectus and Registration Exemptions[Advanced Notice]
  • Form 45-106F1 Report of Exempt Distribution[Advanced Notice]
  • Form 45-106F2 Offering Memorandum for Non-Qualifying Issuers [Advanced Notice]
  • Form 45-106F3 Offering Memorandum for Qualifying Issuers [Advanced Notice]
  • Form 45-106F4 Risk Acknowledgement [Advanced Notice]
  • Form 45-105F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates[Advanced Notice]
  • CP 45-106CP Prospectus and Registration Exemptions [Advanced Notice]

This notice announces that NI 45-106, Form 45-106F1, Form 45-106F2, Form 45-106F3, Form 45-106F4, Form 45-106F5 and Companion Policy 45-106CP, are expected to be implemented on September 14, 2005. The notice includes a summary of written comments received, a summary of changes, and table of concordance citing the location in NI 45-106 of existing exemptions.

• BC Notice 2005/38 - Advance notice of Consequential Amendments arising from National Instrument 45-106 Prospectus and Registration Exemptions [BCN]

This notice sets out the repeals and amendments to various national and multilateral instruments resulting from the expected implementation of NI 45-106.

News & Events

• News Release 2005/38BCSC reprimands investment management firm
• News Release 2005/39 - Canada's Securities Regulators Harmonize Exempt Market Rules [CSA]

Decisions, Settlements, Hearings, and Temporary Orders

• Martin, Lucas & Seagram Ltd. - Settlement Agreement

Cease Trade Orders & Revocations

Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database

• Crux Industries Inc. - Revocation Order under Section 164

Exemptions and MRRS Orders

Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions & Orders

• KPMG Management Services LP, et al. - MRRS
• ING Canadian Dividend Income Fund - MRRS
• Canadian Trading and Quotation System Inc. - Exemption Order under Section 33
• Mellon Equity Associates, LLP - Exemption Order under Section 48
• JML Portfolio Management Ltd. - Exemption Order under Section 48
• Nations Energy Company Ltd., et al. - MRRS
• O2 plc- Order under Section 88