Weekly Reports
Updates for the week ending April 21, 2006
The list below will link directly to documents on the BCSC website. Please use your browser's BACK button to return to this page.
Policies and Instruments
- CSA Staff Notice 47-302 - Pre-marketing of underwriters’ options on bought deals CSA [CSA]
This notice sets out the CSA's view that the exemption in Part 7 of National Instrument 44-101 is not available for pre-marketing underwriters' options and greenshoe options.
News and Events
- News Release 2006/17 - Vancouver-based investment firm failed compliance and gatekeeper duties
Decisions, Settlements, Hearings, and Temporary Orders
- Union Securities Ltd., et al. - Order & Settlement Agreement
- Trevor Koenig - Order & Settlement Agreement
- Bryan Orr - Notice of Hearing
- Hidden Valley Power Company Ltd., et al. - Hearing notice - ruling
Cease Trade Orders and Revocations
Search for cease trade orders and revocations using Canadian Securities Administrators National CTO database
Some discretionary and MRRS orders are located in the Temporary Orders section of Decisions and Orders
Exemptions and MRRS Orders
NovaGold Resources Inc. - Exemption Order