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Weekly Reports

Updates for the week ending September 22, 2006

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Policies and Instruments

  • 52-315 Certification Compliance Review [CSA Staff Notice]

    This notice publishes the results of a compliance review several members of the CSA, including the BCSC, conducted to assess compliance with Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings and provides guidance about this Instrument.

  • 52-316 Certification of Design of Internal Control over Financial Reporting [CSA Staff Notice]

    This notice communicates staff’s views regarding the ability of the certifying officers of a reporting issuer to certify the design of the issuer’s internal control over financial reporting (ICFR) as required by Multilateral Instrument 52-109 Certification of Disclosure in Issuers’ Annual and Interim Filings if the certifying officers are aware of a weakness in the design of the issuer’s ICFR.

News and Events

  • News Release 2006/37 - BCSC EXECUTIVE DIRECTOR’S BULLETIN: Securities regulator gives notice of a hearing into alleged fraud

Decisions, Settlements, Hearings, and Temporary Orders

Cease Trade Orders and Revocations


Search for cease trade orders and revocations using  Canadian Securities Administrators National CTO database New window

Exemptions and MRRS Orders

No new documents this week.